Joseph Defazio
Professional summary
Joseph Defazio, CFP® is a registered financial advisor currently at 10TH STREET CAPITAL located in Philadelphia, Pennsylvania.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Joseph has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 34, Series 3, Series 9 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Defazio's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022
Experience
March 13, 2023 - Present
10TH STREET CAPITAL
Office #2: 121 N Newport Ave, Ventnor City, NJ 08406January 2, 2014 - July 11, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 21, 2013 - July 11, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/30/2023)
(3/13/2023)
Exams
Current Firm
10TH STREET CAPITAL
CRD#: 325171 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 3,000,000 |
Red Flags
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