Jacob M. Stanczyk

JMG FINANCIAL GROUP LTD

Pewaukee, WI 53188

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CRD#: 6202189

Professional summary

Jacob M Stanczyk, CFP® is a registered financial advisor currently at JMG FINANCIAL GROUP LTD located in Pewaukee, Wisconsin.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jacob has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob M Stanczyk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 15, 2024 - Present

JMG FINANCIAL GROUP LTD

Office #1: N19w24400 Riverwood Drive, Suite 250, Pewaukee, WI 53188

RIA

CRD#: 110302

Pewaukee, WI

Past

May 26, 2022 - May 2, 2024

THE ADVOCATE GROUP, LLC

RIA

CRD#: 155270

MINNETONKA, MN

Past

September 17, 2015 - June 17, 2016

MD FINANCIAL ADVISORS / VESTMENT FINANCIAL

RIA

CRD#: 168771

CHANHASSEN, MN

Past

June 20, 2014 - September 11, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

EDEN PRAIRIE, MN

Past

March 12, 2014 - September 11, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

EDEN PRAIRIE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JMG FINANCIAL GROUP LTD

CRD#: 110302 / SEC#: 801-23526

RIA

Registered Investment Advisory firm - (2/13/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/15/2024)

IAR

Wisconsin
(5/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/20/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/11/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/2014

General Securities Representative Examination

Current Firm

JMG FINANCIAL GROUP LTD

CRD#: 110302 / SEC#: 801-23526

RIA

Registered Investment Advisory firm - (2/13/1985 Approved)

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Contact information

Main Address

2001 Butterfield Road, Suite 1400, Downers Grove, IL 60515

Mailing Address

Phone number

(630) 571-5252

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JMG BROCHURE SUPPLEMENT MARCH 2025 (3/19/2025)

Regulatory assets under management

Total Number of Accounts	5,763
AUM (Assets Under Management)	$ 6,366,272,925

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/11/2024	Cover Page	Report
11/20/2023	Cover Page	Report
02/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jacob M. Stanczyk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob M Stanczyk's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE ADVOCATE GROUP, LLC

MD FINANCIAL ADVISORS / VESTMENT FINANCIAL

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

JMG FINANCIAL GROUP LTD

State Registrations and Notice Filings

Exams

Series 66

Date: 6/20/2014

SIE

Date: 9/11/2015

Series 7

Date: 3/12/2014

Current Firm

JMG FINANCIAL GROUP LTD

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

JMG FINANCIAL GROUP LTD

TRUST BUT VERIFY

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