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Michael Finn

Michael Finn

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CRD#: 6202108
Michael Finn

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Finn, CFP®, who also goes by Michael Joseph Finn, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2013. Michael had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Joseph Finn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Past

February 15, 2024 - March 12, 2026

ONE CHARLES PRIVATE WEALTH

RIA
CRD#: 286635
Hingham, MA
Past

January 3, 2023 - January 19, 2024

JOURNEY WEALTH PARTNERS

RIA
CRD#: 147017
CONCORD, MA
Past

May 3, 2021 - September 20, 2022

OSAIC WEALTH, INC.

RIA
CRD#: 23131
CHARLOTTE, NC
Past

May 3, 2021 - September 20, 2022

OSAIC WEALTH, INC.

BD
CRD#: 23131
CHARLOTTE, NC
Past

March 6, 2017 - May 5, 2021

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

March 3, 2017 - May 5, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

August 12, 2014 - February 14, 2017

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA
CRD#: 108257
BOSTON, MA
Past

June 2, 2014 - February 14, 2017

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA
Past

August 12, 2013 - May 13, 2014

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
MERRIMACK, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
ONE CHARLES PRIVATE WEALTH
ONE CHARLES PRIVATE WEALTH | ONE CHARLES PRIVATE WEALTH SERVICES, LLC D/B/A/ CURAFIN ADVISORS | ONE CHARLES PRIVATE WEALTH SERVICES, LLC | ONE CHARLES PRIVATE WEALTH SERVICES

CRD#: 286635 / SEC#: 801-109973

RIA
Registered Investment Advisory firm - (2/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/21/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/22/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/12/2013
General Securities Representative Examination

Current Firm

OC
ONE CHARLES PRIVATE WEALTH
ONE CHARLES PRIVATE WEALTH | ONE CHARLES PRIVATE WEALTH SERVICES, LLC D/B/A/ CURAFIN ADVISORS | ONE CHARLES PRIVATE WEALTH SERVICES, LLC | ONE CHARLES PRIVATE WEALTH SERVICES

CRD#: 286635 / SEC#: 801-109973

RIA
Registered Investment Advisory firm - (2/15/2017 Approved)
PREMIUM
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Contact information

Main Address
99 Derby Street Suite 100, Hingham, MA 02043
Mailing Address
Phone number
(617) 337-4208
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ONE CHARLES PRIVATE WEALTH ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts347
AUM (Assets Under Management)$ 936,375,657

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONE CHARLES PRIVATE WEALTH

CRD#: 286635

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