Brendan J. Caffrey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brendan John Caffrey, who also goes by Brendan Caffrey, was a registered financial professional .
Brendan is a previously registered financial professional and started their career in finance in 2017. Brendan had worked at 3 firms and has passed the Series 57TO, SIE and Series 57 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2024 - December 4, 2024
TWO SIGMA EXECUTION SERVICES, LLC
May 16, 2023 - December 4, 2024
TWO SIGMA SECURITIES, LLC
December 5, 2017 - May 21, 2019
SIMPLEX TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 5/16/2023
Securities Trader ExamCurrent Firm
TWO SIGMA EXECUTION SERVICES, LLC
CRD#: 327341 / SEC#: , 8-71128
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TWO SIGMA SECURITIES GROUP HOLDINGS, LLC | SOLE MEMBER | |
| LENTERMAN, REMCO OSCAR | CHIEF EXECUTIVE OFFICER | 2270233 |
| LUBETSKY, JASON MATTHEW | FINOP, CFO, AND PRINCIPAL FINANCIAL OFFICER | 4012781 |
| VALLESE, CARL JOSEPH | CHIEF COMPLIANCE OFFICER | 4464191 |
| VIADRO, DIMITRI | COO AND PRINCIPAL OPERATIONS OFFICER | 5027346 |
Red Flags
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