David C. Twardowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Christopher Twardowski, who also goes by Dave Christopher Twardowski, David Christopher Twardowski, Dave Twardowski, David Twardowski, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2013. David had worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2022 - November 9, 2023
INNEALTA CAPITAL
September 20, 2019 - January 20, 2021
AMERICAN CENTURY INVESTMENT SERVICES INC.
July 9, 2013 - September 6, 2019
DFA SECURITIES LLC
Primary Firm SEC Registration
INNEALTA CAPITAL
CRD#: 292158 / SEC#: 801-112421
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/16/2024
General Securities Representative ExaminationCurrent Firm
INNEALTA CAPITAL
CRD#: 292158 / SEC#: 801-112421
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 258,841,573 |
Red Flags
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