Rachael M. Levine

PELTOMA CAPITAL PARTNERS

Austin, TX

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CRD#: 6201628

Professional summary

Rachael Mcclain Levine, who also goes by Rachael Nicole Levine, Rachael Nicole Mcclain, Rachael Mcclain, is a registered financial advisor currently at PELTOMA CAPITAL PARTNERS located in Austin, Texas.

Rachael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Rachael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rachael Nicole Levine | Rachael Nicole Mcclain | Rachael Mcclain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Tripping Millennial Not investment related Address: Austin, TX Nature: Blog/Content Creation Position: Owner/Creator Title/Relationship: Owner/Creator Start Date: May 2022 Approx Hours/Month: 6 During Trading Hours: 0 Duties: Create travel-oriented content and guides for various social media platforms and my own blog/newsletter.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachael Mcclain Levine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2023 - Present

PELTOMA CAPITAL PARTNERS

RIA

CRD#: 325138

Austin, TX

Past

December 20, 2016 - May 18, 2022

DIMENSIONAL FUND ADVISORS LP

RIA

CRD#: 106482

AUSTIN, TX

Past

November 17, 2015 - May 18, 2022

DFA SECURITIES LLC

CRD#: 10292

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PELTOMA CAPITAL PARTNERS

PELTOMA CAPITAL PARTNERS | PELTOMA CAPITAL PARTNERS, LLC

CRD#: 325138 / SEC#: 801-132242

RIA

Registered Investment Advisory firm - (3/24/2025 Approved)

California

Registered Investment Advisory firm - (4/25/2025 Terminated)

Montana

Registered Investment Advisory firm - (4/14/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/26/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/19/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/17/2015

General Securities Representative Examination

Current Firm

PELTOMA CAPITAL PARTNERS

PELTOMA CAPITAL PARTNERS | PELTOMA CAPITAL PARTNERS, LLC

CRD#: 325138 / SEC#: 801-132242

RIA

Registered Investment Advisory firm - (3/24/2025 Approved)

California

Registered Investment Advisory firm - (4/25/2025 Terminated)

Montana

Registered Investment Advisory firm - (4/14/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/26/2025 Terminated)

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Contact information

Main Address

Austin, TX

Mailing Address

Phone number

(937) 416-5966

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A/2B (5/14/2025)

Regulatory assets under management

Total Number of Accounts	492
AUM (Assets Under Management)	$ 108,802,449

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rachael M. Levine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachael Mcclain Levine's CRS (Customer Relationship Summary).

Certified licenses

Experience

PELTOMA CAPITAL PARTNERS

DIMENSIONAL FUND ADVISORS LP

DFA SECURITIES LLC

Primary Firm SEC Registration

PELTOMA CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/2016

SIE

Date: 10/1/2018

Series 7

Date: 11/17/2015

Current Firm

PELTOMA CAPITAL PARTNERS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PELTOMA CAPITAL PARTNERS

TRUST BUT VERIFY

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