STEVEN M. GASPARINI
DESTINATION WEALTH MANAGEMENT | Financial Planner
Walnut Creek, CA 94597
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CRD#: 6201195
Professional summary
STEVEN MATHEWS GASPARINI is a registered financial advisor currently at DESTINATION WEALTH MANAGEMENT located in Walnut Creek, California.
STEVEN is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. STEVEN has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Biography
Steven serves as a Financial Planner, working closely with his clients to establish and maintain comprehensive financial plans. Specializing in investment management, estate planning, tax planning, risk management, employee benefits, education planning and retirement planning, Steven covers all aspects of professional wealth management.
With over 10 years of experience in the financial services industry, Steven offers his clients a truly comprehensive planning experience. Prior to joining Creative Planning, Steven served as a Portfolio Manager at a national independent registered investment advisory firm. Steven was involved in portfolio construction, financial plan creation and execution, investment management, and economic and investment research.
Steven earned a Bachelor of Science degree in Economics from Duke University. He is also a Chartered Financial Analyst as designated by the CFA Institute.
Steven enjoys the Sacramento Kings, reading, volunteering as a masters swim team coach, stand-up comedy, and above all, spending time with his dog Jada.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view STEVEN MATHEWS GASPARINI's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2024 - Present
DESTINATION WEALTH MANAGEMENT
Office #1: 1255 Treat Boulevard Suite 900, Walnut Creek, CA 94597RIA
CRD#: 110365
Walnut Creek, CA
Past
April 22, 2021 - August 2, 2024
CREATIVE PLANNING
RIA
CRD#: 105348
San Francisco, CA
Past
December 6, 2019 - April 13, 2021
SBSB FINANCIAL ADVISORS
RIA
CRD#: 109732
MCLEAN, VA
Past
May 12, 2016 - October 18, 2019
TRIAD ADVISORS LLC
BD
CRD#: 25803
ROCKVILLE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DESTINATION WEALTH MANAGEMENT
DESTINATION WEALTH MANAGEMENT | YCMNET ADVISORS | QUALITY PENSION MANAGEMENT
CRD#: 110365 / SEC#: 801-53077
RIA
Registered Investment Advisory firm - (10/11/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DW
DESTINATION WEALTH MANAGEMENT
DESTINATION WEALTH MANAGEMENT | YCMNET ADVISORS | QUALITY PENSION MANAGEMENT
CRD#: 110365 / SEC#: 801-53077
RIA
Registered Investment Advisory firm - (10/11/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1255 Treat Boulevard Suite 900, Walnut Creek, CA 94597
Mailing Address
Phone number
(925) 935-2900
Established
Firm type
Fiscal year end
# of Employees
56
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,732 |
| AUM (Assets Under Management) | $ 4,145,050,618 |
Red Flags
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Company Information
DESTINATION WEALTH MANAGEMENT
Financial PlannerCRD#: 110365Walnut Creek, CA 94597TRUST BUT VERIFY
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