Samuel Thayer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Thayer, CFP® was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2017. Samuel had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
April 21, 2020 - February 11, 2022
CATCH CAPITAL MANAGEMENT, LLC
August 15, 2018 - March 4, 2020
SFM, LLC
May 2, 2017 - February 15, 2018
BALLENTINE PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CATCH CAPITAL MANAGEMENT, LLC
CRD#: 294056 / SEC#: 801-113964
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,807 |
| AUM (Assets Under Management) | $ 2,492,648 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
