AL
Anthony C. Lazzeri
TOUCHSTONE ADVISORS
CINCINNATI, OH 45202-4203
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CRD#: 6200724
AL
Professional summary
Anthony Carl Lazzeri, who also goes by Anthony C Lazzeri, Anthony Lazzeri, is a registered financial advisor currently at TOUCHSTONE ADVISORS INC located in Cincinnati, Ohio and TOUCHSTONE SECURITIES, INC. located in Cincinnati, Ohio.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Anthony has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony C Lazzeri | Anthony Lazzeri
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of other business: Self Employed Musician; Not investment related; address of other business: Cincinnati Ohio, 45227; Nature: Music Performance; Position: Musician; Start date: 2000; Approximately 1 hour per month, 0 during trading hours; Duties Include: Music Performance. 2) Name of other business: St. Columbian Church; Not investment related; Loveland Ohio, 4514; Nature: Church; Position: Musician; Start date: 2009; approximately 1 hour per month, 0 during trading hours; Duties Include: Music for Church Services. 3) Name of other business: May Festival; Not investment related; 1241 Elm St. Cincinnati OH 45202; Nature of other business: Music Performing Organization; Position: Board Member; Start date: 2019; Approximately 2 hours per month; Approximately 1 hour per month during trading hours; Duties Include: Reviewing Financials. No investment decision-making powers, no check writing powers. 4) Name: Goodfeathers Pictures Inc; Not investment related; address: 644 Linn St, 2nd Floor Cincinnati OH 45203; Nature: movie production; Position: movie extra; Start date: 2/13/2023; Appr 8 hours a month; Appr 8 hours a month during trading hours; Duties: will be working as an extra in an upcoming movie. Filming will be 2/13 only
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2022 - Present
TOUCHSTONE ADVISORS INC
Office #1: 303 Broadway Suite 1100, Cincinnati, OH 45202-4203RIA
CRD#: 107028
CINCINNATI, OH
Current
March 4, 2022 - Present
TOUCHSTONE SECURITIES, INC.
Office #1: 303 Broadway Suite 1100, Cincinnati, OH 45202BD
CRD#: 1526
CINCINNATI, OH
Past
June 21, 2013 - August 15, 2016
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
FLORENCE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TOUCHSTONE ADVISORS INC
TOUCHSTONE ADVISORS INC
CRD#: 107028 / SEC#: 801-45963
RIA
Registered Investment Advisory firm - (2/28/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(5/12/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/4/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TOUCHSTONE ADVISORS INC
TOUCHSTONE ADVISORS INC
CRD#: 107028 / SEC#: 801-45963
RIA
Registered Investment Advisory firm - (2/28/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Broadway Suite 1100, Cincinnati, OH 45202-4203
Mailing Address
Phone number
(513) 362-8000
Established
Firm type
Fiscal year end
# of Employees
83
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 29,132,797,072 |
Red Flags
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Company Information
TOUCHSTONE ADVISORS INC
CRD#: 107028Cincinnati, OH 45202-4203TRUST BUT VERIFY
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