Christopher T. Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Taesung Kim, who also goes by Chris Kim, Christopher T Kim, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2013. Christopher had worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2013 - September 14, 2018
FAIRMOUNT PARTNERS LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAIRMOUNT PARTNERS LP
CRD#: 146668 / SEC#: , 8-67839
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCCARTHY, CORNELIUS PATRICK III | CHIEF EXECUTIVE OFFICER | 2153332 |
| THATCHER, RICHARD W JR | MANAGING DIRECTOR | |
| ROBINS, CHARLES MATTHEW | MANAGING DIRECTOR | 2444830 |
| FAIRMOUNT PARTNERS GP INC. | GP | |
| HALLIDAY, CHRISTINA MARIE | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2769112 |
| SIMON, LINDA DAHMS MRS | CHIEF COMPLIANCE OFFICER | 59900 |
Red Flags
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