Stephen E. Rasoletti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Edward Rasoletti, who also goes by Stephen Edward Rasoletti, Stephen Rasoletti, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2016. Stephen had worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 79TO and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2025 - November 13, 2025
ICR CAPITAL LLC
November 26, 2022 - August 12, 2025
FIFTH THIRD SECURITIES, INC.
October 13, 2016 - October 30, 2018
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 9/27/2023
General Securities Representative ExaminationSeries 79TO
Date: 11/26/2022
Investment Banking Registered Representative ExaminationCurrent Firm
ICR CAPITAL LLC
CRD#: 174952 / SEC#: , 8-69583
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
