TP
Timothy W. Peterson
VIRTUE CAPITAL MANAGEMENT
CHICAGO, IL
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CRD#: 6200366
TP
Professional summary
Timothy Warren Peterson is a registered financial advisor currently at VIRTUE CAPITAL MANAGEMENT, LLC located in Chicago, Illinois.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Timothy has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) TWP FINANCIAL�, Title: OWNER, Description: I HELP CLIENTS WITH THEIR INSURANCE NEEDS. MOST OF IT IS DONE OVER THE PHONE AND SCREEN SHARING. 15% OF THE CLIENTS COME INTO THE OFFICE. WE HELP THEM GET THE BEST INSURANCE FOR THEIR NEEDS.�, Start Date: 10-01-2007, Address: 8665 WILSHIRE BOULEVARD, SUITE 206, BEVERLY HILLS, CA�, Investment-related? NO, Hours per month: 150, During trading hours: 150 (2) TWP FINANCIAL & INSURANCE INVESTMENT, Title: OWNER, Description: HEALTH INSURANCE FOR GROUPS, INDIVIDUALS AND SENIORS, LIFE, DISABILITY, LONG TERM CARE AND ANNUITIES., Start Date: 04-01-2021, Address: 8665 WILSHIRE BOULEVARD, SUITE 206, BEVERLY HILLS, CA�, Investment-related? NO, Hours per month: 150, During trading hours: 150 (3) TWP WEALTH MANAGEMENT�, Title: OWNER, Description: INVESTMENT ADVISORY BUSINESS, Start Date: 07-01-2020, Address: 8665 WILSHIRE BOULEVARD, SUITE 206, BEVERLY HILLS, CA�, Investment-related? YES, Hours per month: 150, During trading hours: 150
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Warren Peterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2019 - Present
VIRTUE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 167816
CHICAGO, IL
Past
May 24, 2013 - August 23, 2019
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
BEVERLY HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/28/2019)
IAR
Illinois(6/3/2024)
Current Firm
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6 Cadillac Dr. Suite 310, Brentwood, TN 37027
Mailing Address
Phone number
(615) 340-0801
Established
Firm type
Fiscal year end
# of Employees
110
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
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