Ruth Torres
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ruth Torres, who also goes by Ruth Monroy Torres, was a registered financial professional .
Ruth is a previously registered financial professional and started their career in finance in 2018. Ruth had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2025 - March 19, 2026
ONE ADVISORY PARTNERS, LLC
April 10, 2018 - December 10, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 2018 - December 10, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ONE ADVISORY PARTNERS, LLC
CRD#: 161614 / SEC#: 801-74388
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONE ADVISORY PARTNERS, LLC
CRD#: 161614 / SEC#: 801-74388
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 316 |
| AUM (Assets Under Management) | $ 369,523,347 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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