Alyssa B. Lum

LUMINATE FINANCIAL PLANNING

Sterling, VA

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CRD#: 6199822

Professional summary

Alyssa Baird Lum, CFP®, who also goes by Alyssa Davis Baird, is a registered financial advisor currently at LUMINATE FINANCIAL PLANNING located in Sterling, Virginia.

Alyssa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Alyssa has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

My background 

I have an MBA in Finance from Georgetown University and an undergraduate degree in Business Administration from Bloomsburg University. I hold the CFP® certification and passed the Series 65 Uniform Investment Adviser exam. I worked as an associate financial advisor and wealth planner for an independent broker-dealer before launching my own practice.

I am a member of the XY Planning Network, an international affiliation of independent, Fee-Only financial planners dedicated to providing objective advice on an as-needed basis to people of all income levels. I am also a member of NAPFA.

I enjoy spending time with my husband, three children, and two cats (Mario and Daisy), as well as hiking and reading.

Contact me today to learn more about how I can help you and to schedule a complimentary Get Acquainted meeting.

Question & Answer

What are your service offerings?

Socially Responsible Investing

Investment Planning

Comprehensive Financial Planni...

Education Planning

Retirement Planning

Do you have an area of expertise or specialization?

AUM

College/Education Planning

Generation X

Investment Advice with Ongoing...

Middle Income Client Needs

Socially Responsible Investmen...

What is your minimum asset requirement?

100K

Are you a "fiduciary"?

Yes

Aliases

Alyssa Davis Baird

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alyssa Baird Lum's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

January 28, 2022 - Present

LUMINATE FINANCIAL PLANNING

RIA

CRD#: 289287

Sterling, VA

Past

August 23, 2017 - December 31, 2021

LUMINATE FINANCIAL PLANNING

RIA

CRD#: 289287

HERNDON, VA

Past

December 3, 2014 - July 24, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

RESTON, VA

Past

December 3, 2014 - July 24, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

RESTON, VA

Past

March 13, 2014 - November 24, 2014

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

RESTON, VA

Past

December 11, 2013 - November 24, 2014

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

RESTON, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/12/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/24/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2013

General Securities Representative Examination

Current Firm

LUMINATE FINANCIAL PLANNING

LUMINATE FINANCIAL PLANNING | LUMINATE FINANCIAL PLANNING, LLC

CRD#: 289287 / SEC#:

Virginia

Registered Investment Advisory firm - (1/28/2022 Approved)

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Contact information

Main Address

Sterling, VA

Mailing Address

46958 Fairhills Court, Sterling, VA 20165

Phone number

(703) 577-2788

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	113
AUM (Assets Under Management)	$ 27,441,357

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Alyssa B. Lum

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alyssa Baird Lum's CRS (Customer Relationship Summary).

Certified licenses

Experience

LUMINATE FINANCIAL PLANNING

LUMINATE FINANCIAL PLANNING

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/12/2014

SIE

Date: 7/24/2017

Series 7

Date: 12/11/2013

Current Firm

LUMINATE FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LUMINATE FINANCIAL PLANNING

TRUST BUT VERIFY

Contact information

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