DH
David D. Hornberger
GLASS WEALTH MANAGEMENT CO.
SAN ANTONIO, TX 78209-1544
Some features on this profile are disabled
CRD#: 6199735
DH
Professional summary
David Dowling Hornberger is a registered financial advisor currently at GLASS WEALTH MANAGEMENT CO., LLC located in San Antonio, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
A. David Dowling Hornberger- Minority owner and one of the managing members of Belvidere Holding Co., LLC, a closely-held, family-owned investment partnership, as of August 26, 2022. The LLC owns limited partner interest in real estate investments and also, from time to time, owns liquid securities. Its principal place of business is 1020 NE loop 410, Suite 802, San Antonio, Texas 78209. David helps the LLC make investment decisions and spends about 5-10 hours per month on this business, most of which is outside of trading hours. B. David Dowling Hornberger- Sole Owner/Managing Member of 1810 Ventures LLC, as of September 21, 2012. The LLC owns limited partner (or equivalent) interests in operating businesses. As of January 2023, it owns 20% of Glass Wealth Management Co LLC. Its principal place of business is 1020 NE Loop 410, Suite 802, San Antonio, Texas 78209. David helps the LLC make investment decisions and spends about 2-5 hours per month on this business, most of which is outside of trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view David Dowling Hornberger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2018 - Present
GLASS WEALTH MANAGEMENT CO., LLC
Office #1: 1020 Ne Loop 410 Suite 802, San Antonio, TX 78209-1544RIA
CRD#: 114097
SAN ANTONIO, TX
Past
June 12, 2013 - July 20, 2018
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GLASS WEALTH MANAGEMENT CO., LLC
GLASS MANAGEMENT COMPANY | GLASS WEALTH MANAGEMENT CO., LLC | GLASS WEALTH MANAGEMENT CO.
CRD#: 114097 / SEC#: 801-112949
RIA
Registered Investment Advisory firm - (4/26/2018 Approved)Louisiana
Registered Investment Advisory firm - (3/25/2022 Terminated)Texas
Registered Investment Advisory firm - (5/1/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/8/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GW
GLASS WEALTH MANAGEMENT CO., LLC
GLASS MANAGEMENT COMPANY | GLASS WEALTH MANAGEMENT CO., LLC | GLASS WEALTH MANAGEMENT CO.
CRD#: 114097 / SEC#: 801-112949
RIA
Registered Investment Advisory firm - (4/26/2018 Approved)Louisiana
Registered Investment Advisory firm - (3/25/2022 Terminated)Texas
Registered Investment Advisory firm - (5/1/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1020 Ne Loop 410 Suite 802, San Antonio, TX 78209-1544
Mailing Address
Phone number
(210) 930-5141
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 340 |
| AUM (Assets Under Management) | $ 251,596,767 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
