Alexander V. Halavazis
Professional summary
Alexander Vasilis Halavazis, who also goes by Alexi Halavazis, is a registered financial advisor currently at FOUNDATION WEALTH & TAX ADVISORS, LLC located in Charlotte, North Carolina.
Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Alexander has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Vasilis Halavazis's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2022 - Present
FOUNDATION WEALTH & TAX ADVISORS, LLC
May 10, 2019 - September 16, 2021
BOFA SECURITIES, INC.
September 29, 2016 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 24, 2013 - November 16, 2015
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/8/2024)
(4/4/2022)
(3/11/2022)
(4/16/2023)
(8/24/2023)
Exams
Current Firm
FOUNDATION WEALTH & TAX ADVISORS, LLC
CRD#: 317596 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 212 |
| AUM (Assets Under Management) | $ 49,348,002 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
