AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CF

Christopher T. Ferro

BLUE OWL SECURITIES
New York, NY 10152
Some features on this profile are disabled
CRD#: 6199304
CF

Professional summary

Christopher Thomas Ferro, who also goes by Chris Ferro, Christopher T Ferro, is a registered financial professional currently at BLUE OWL SECURITIES located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2015. Christopher has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Ferro | Christopher T Ferro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Thomas Ferro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 3, 2024 - Present

BLUE OWL SECURITIES

Office #1: 375 Park Avenue, New York, NY 10152
BD
CRD#: 283250
New York, NY
Past

May 2, 2023 - June 20, 2024

ADVISORS ASSET MANAGEMENT, INC.

RIA
CRD#: 46727
NEW YORK, NY
Past

May 2, 2023 - June 20, 2024

ADVISORS ASSET MANAGEMENT, INC.

BD
CRD#: 46727
NEW YORK, NY
Past

May 3, 2016 - May 9, 2023

LORD, ABBETT & CO. LLC

RIA
CRD#: 110391
JERSEY CITY, NJ
Past

October 27, 2015 - May 9, 2023

LORD ABBETT DISTRIBUTOR LLC

BD
CRD#: 530
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/3/2024)
RR
Alaska
(7/3/2024)
RR
Arizona
(7/3/2024)
RR
Arkansas
(7/3/2024)
RR
California
(7/3/2024)
RR
Colorado
(7/3/2024)
RR
Connecticut
(7/3/2024)
RR
Delaware
(7/3/2024)
RR
District of Columbia
(7/3/2024)
RR
Florida
(7/3/2024)
RR
Georgia
(7/3/2024)
RR
Hawaii
(7/3/2024)
RR
Idaho
(7/3/2024)
RR
Illinois
(7/3/2024)
RR
Indiana
(7/3/2024)
RR
Iowa
(7/3/2024)
RR
Kansas
(7/3/2024)
RR
Kentucky
(7/3/2024)
RR
Louisiana
(7/3/2024)
RR
Maine
(7/3/2024)
RR
Maryland
(7/3/2024)
RR
Massachusetts
(7/3/2024)
RR
Michigan
(7/3/2024)
RR
Minnesota
(7/3/2024)
RR
Mississippi
(7/3/2024)
RR
Missouri
(7/3/2024)
RR
Montana
(7/3/2024)
RR
Nebraska
(7/3/2024)
RR
Nevada
(7/3/2024)
RR
New Hampshire
(7/3/2024)
RR
New Jersey
(7/3/2024)
RR
New Mexico
(7/3/2024)
RR
New York
(7/3/2024)
RR
North Carolina
(7/3/2024)
RR
North Dakota
(7/3/2024)
RR
Ohio
(7/3/2024)
RR
Oklahoma
(7/3/2024)
RR
Oregon
(7/3/2024)
RR
Pennsylvania
(7/3/2024)
RR
Puerto Rico
(7/3/2024)
RR
Rhode Island
(7/3/2024)
RR
South Carolina
(7/3/2024)
RR
South Dakota
(7/3/2024)
RR
Tennessee
(7/3/2024)
RR
Texas
(7/3/2024)
RR
Utah
(7/3/2024)
RR
Vermont
(7/3/2024)
RR
Virginia
(7/3/2024)
RR
Washington
(7/3/2024)
RR
West Virginia
(7/3/2024)
RR
Wisconsin
(7/3/2024)
RR
Wyoming
(7/3/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/3/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/16/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/27/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/24/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BO
BLUE OWL SECURITIES
BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC

CRD#: 283250 / SEC#: , 8-69744

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
375 Park Avenue, New York, NY 10152
Mailing Address
375 Park Avenue 4th Floor, New York, NY 10152
Phone number
(212) 419-3000
Established
Delaware since 12/17/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BLUE OWL CAPITAL GROUP LLCSOLE MEMBER
AMATO, KERRI ANNCHIEF COMPLIANCE OFFICER4710835
CONNOR, SEAN RICHARDPRESIDENT AND CHIEF EXECUTIVE OFFICER6019182
DIRESTA, ANDREWFINOP7459031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUE OWL SECURITIES

CRD#: 283250New York, NY 10152

TRUST BUT VERIFY

Monitor Christopher Ferro

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics