Shane E. Keith
KESTRA ADVISORY SERVICES
Payson, AZ 85541
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CRD#: 6199091
Professional summary
Shane Eli Keith, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Payson, Arizona and KESTRA INVESTMENT SERVICES, LLC located in Payson, Arizona.
Shane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Shane has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: RVN3 FOUNDATION POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2018 ADDRESS: 111 W. Bonita St., Payson AZ 85541, United States DESCRIPTION: Help with vision and direction of the foundation. Business Name: KDI WEALTH MANAGEMENT POSITION: RR NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 630 E Hwy 260, Payson AZ 85541, United States DESCRIPTION: RR Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Austin TX 78735, United States DESCRIPTION: IAR Business Name: SUBSTITUTE TEACHER POSITION: Substitute Teacher NATURE: Teaching INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/31/2025 ADDRESS: 902 W. Main St, Payson AZ 85541, United States DESCRIPTION: Educating Kids
CRS (Client Relationship Summary) - RIA
Click below to view Shane Eli Keith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
May 1, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 630 East Hwy 260, Payson, AZ 85541RIA
CRD#: 283330
Payson, AZ
Current
May 1, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 630 East Highway 260, Payson, AZ 85541BD
CRD#: 42046
Payson, AZ
Past
August 13, 2018 - May 2, 2024
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
TUCSON, AZ
Past
July 10, 2018 - May 2, 2024
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
TUCSON, AZ
Past
June 28, 2013 - July 6, 2018
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/1/2024)
RR
Arizona(5/1/2024)
IAR
Arizona(5/8/2024)
RR
Arkansas(5/1/2024)
RR
California(5/7/2024)
RR
Colorado(5/1/2024)
RR
Connecticut(5/7/2024)
RR
Delaware(5/7/2024)
RR
District of Columbia(5/7/2024)
RR
Florida(5/7/2024)
RR
Georgia(5/7/2024)
RR
Hawaii(8/20/2025)
RR
Idaho(5/7/2024)
RR
Illinois(5/7/2024)
RR
Indiana(5/7/2024)
RR
Iowa(5/1/2024)
RR
Kentucky(5/1/2024)
RR
Maryland(5/1/2024)
RR
Massachusetts(5/1/2024)
RR
Michigan(5/7/2024)
RR
Minnesota(5/7/2024)
RR
Missouri(5/1/2024)
RR
Montana(5/7/2024)
RR
Nebraska(5/7/2024)
RR
Nevada(5/7/2024)
RR
New Jersey(5/7/2024)
RR
New Mexico(5/1/2024)
RR
New York(5/1/2024)
RR
North Carolina(5/1/2024)
RR
North Dakota(5/7/2024)
RR
Ohio(5/1/2024)
RR
Oklahoma(5/7/2024)
RR
Oregon(5/1/2024)
RR
Pennsylvania(5/7/2024)
RR
South Carolina(5/1/2024)
RR
Texas(5/1/2024)
IAR
Texas(5/1/2024)
RR
Utah(5/1/2024)
RR
Vermont(5/7/2024)
RR
Virginia(5/7/2024)
RR
Washington(5/7/2024)
RR
West Virginia(5/7/2024)
RR
Wisconsin(5/7/2024)
RR
Wyoming(5/8/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Payson, AZ 85541TRUST BUT VERIFY
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