Jeffrey M. Bowlby

DASH INVESTMENTS

PLANO, TX 75093

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CRD#: 6199056

Professional summary

Jeffrey Michael Bowlby, who also goes by Jeff M Bowlby, Jeff Bowlby, Jeffrey M Bowlby, Jeffrey Michael Bowlby, Jeffrey Bowlby, is a registered financial advisor currently at DASH INVESTMENTS located in Plano, Texas.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jeffrey has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff M Bowlby | Jeff Bowlby | Jeffrey M Bowlby | Jeffrey Michael Bowlby | Jeffrey Bowlby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business; Starsworn Entertainment LLP whether the business is investment-related; No the address of the other business; Mesquite TX the nature of the other business; Creating, publishing, promoting serial progression fantasy. your position; Partner title, or relationship with the other business; Partner the start date of your relationship; 06/30/2023 the approximate number of hours/month you devote to the other business; 6-10 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Creating, publishing, promoting serial progression fantasy.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Bowlby's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2023 - Present

DASH INVESTMENTS

Office #1: 6275 W Plano Pkwy Ste 500, Plano, TX 75093

RIA

CRD#: 135281

PLANO, TX

Past

February 6, 2019 - September 21, 2023

FISHER INVESTMENTS

RIA

CRD#: 107342

PLANO, TX

Past

Registered Investment Advisory firm - (6/13/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/25/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/4/2014

General Securities Representative Examination

Current Firm

DASH INVESTMENTS

DASH ACQUISITIONS INC. | DASH INVESTMENTS | DASH INVESTMENT ADVISORS | DASH ACQUISITIONS LLC

CRD#: 135281 / SEC#: 801-113360

RIA

Registered Investment Advisory firm - (6/1/2018 Approved)

California

Registered Investment Advisory firm - (7/13/2018 Terminated)

New York

Registered Investment Advisory firm - (6/13/2018 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2018 Terminated)

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Contact information

Main Address

21600 Oxnard Street Ste. 1755, Woodland Hills, CA 91367

Mailing Address

Phone number

(800) 549-3227

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,214
AUM (Assets Under Management)	$ 620,291,414

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey M. Bowlby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Bowlby's CRS (Customer Relationship Summary).

Certified licenses

Experience

FISHER INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

DASH INVESTMENTS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/25/2014

SIE

Date: 10/1/2018

Series 7

Date: 1/4/2014

Current Firm

DASH INVESTMENTS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DASH INVESTMENTS

TRUST BUT VERIFY

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