Sara M. Wise
Professional summary
Sara M. Wise, who also goes by Sara M. Boccoleri, Sara Mcbride Boccoleri, Sara Browning Mcbride, Sara M. Smith, Sara Mcbride Wise, is a registered financial advisor currently at ROSEMAN WAGNER WEALTH MANAGEMENT located in Rocklin, California.
Sara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Sara has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sara M. Wise's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2022 - Present
ROSEMAN WAGNER WEALTH MANAGEMENT
Office #1: 4970 Rocklin Road Suite 200, Rocklin, CA 95677February 5, 2021 - January 5, 2022
EAGLE STRATEGIES LLC
June 12, 2014 - January 5, 2022
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
ROSEMAN WAGNER WEALTH MANAGEMENT
CRD#: 148221 / SEC#: 801-69561
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/10/2022)
Exams
Current Firm
ROSEMAN WAGNER WEALTH MANAGEMENT
CRD#: 148221 / SEC#: 801-69561
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,473 |
| AUM (Assets Under Management) | $ 1,302,853,734 |
Red Flags
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Company Information
ROSEMAN WAGNER WEALTH MANAGEMENT
CRD#: 148221Rocklin, CA 95677TRUST BUT VERIFY
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