Sarah Bhak

BLACKSTONE SECURITIES PARTNERS L.P.

New York, NY 10022

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CRD#: 6198550

Professional summary

Sarah Bhak, CFP®, who also goes by Sarah Bhak, is a registered financial professional currently at BLACKSTONE SECURITIES PARTNERS L.P. located in New York, New York.

Sarah is registered as a RR (Registered Representative) and started their career in finance in 2015. Sarah has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sarah Bhak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sarah Bhak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 10, 2022 - Present

BLACKSTONE SECURITIES PARTNERS L.P.

Office #1: 601 Lexington Avenue, New York, NY 10022

CRD#: 17917

New York, NY

Past

July 7, 2021 - September 21, 2022

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Jersey City, NJ

Past

July 7, 2021 - September 21, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

December 16, 2019 - July 7, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

Jersey City, NJ

Past

December 13, 2019 - September 21, 2022

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

January 11, 2016 - November 21, 2019

MORGAN STANLEY

RIA

CRD#: 149777

BEVERLY HILLS, CA

Past

January 11, 2016 - November 21, 2019

MORGAN STANLEY

CRD#: 149777

BEVERLY HILLS, CA

Past

May 5, 2015 - December 22, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BELLEVUE, WA

Past

March 17, 2015 - December 22, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BELLEVUE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/10/2022)

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/25/2021

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/25/2021

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

BLACKSTONE SECURITIES PARTNERS L.P.

CRD#: 17917 / SEC#: , 8-35941

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

345 Park Avenue, New York, NY 10154-0191

Mailing Address

601 Lexington Avenue 28th Floor, New York, NY 10022

Phone number

(212) 583-5000

Established

Delaware since 09/27/1988

Firm type

Partnership

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BLACKSTONE GROUP HOLDINGS L.P.	LIMITED PARTNER
BALLAS, ZACHARY	DESIGNATED PRINCIPAL	6563232
BLACKSTONE ADVISORY SERVICES L.L.C.	GENERAL PARTNER
DEROSE, ANTHONY	CHIEF COMPLIANCE OFFICER	5553578
PAYNE, DAVID BRYAN	CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP	4984877
SCHWARZMAN, STEPHEN ALLEN	CHAIRMAN & CEO	861435

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sarah Bhak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sarah Bhak's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2015

SIE

Date: 10/1/2018

Series 7

Date: 3/16/2015

Series 10

Date: 10/25/2021

Series 9

Date: 10/25/2021

FINRA

Current Firm

BLACKSTONE SECURITIES PARTNERS L.P.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BLACKSTONE SECURITIES PARTNERS L.P.

TRUST BUT VERIFY

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