Joel Jeffson
CFP®Professional Summary
Joel Jeffson, CFP®, who also goes by Joel Jacob Jeffson, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Monument, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Colorado Springs, Colorado. Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Joel has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Investment Planning
- Retirement Planning
- Retirement Income Management
- Insurance Planning
- Comprehensive Financial Planning
Biography
I believe that all clients have a unique story to tell and therefore deserve a tailored financial plan for their personal situations. Clients partner with me, a Certified Financial Planner™, to jointly develop a financial plan that is both flexible and resilient to work toward their personal goals. I am a married father of two and began my second career as a financial advisor after having the privilege of serving 25 years in the US...
Other Aliases
Joel Jacob Jeffson
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
13 years registered in the securities industry
Current & Past Employments
Current
Past
Education
US Army Command & General Staff College
History, Master of Military Art and Science
History, Master of Military Art and Science
2002
Joint Military Intelligence College
Strategic Intelligence, Master of Science
Strategic Intelligence, Master of Science
1997
University of Wisconsin-La Crosse
History, Bachelor of Science (BS)
History, Bachelor of Science (BS)
1988
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Current Firm
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
Contact Information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698Phone Number
(617) 563-7000# of Employees
17,112SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,973,512AUM (Assets Under Management)
$1,370,125,325,211Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2026 | Cover Page | Report |
| 09/24/2025 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
State Registrations and Notice Filings
(6/10/2016)
(3/4/2022)
(2/12/2021)
(6/10/2016)
(3/31/2025)
(8/27/2018)
(6/3/2020)
(8/18/2024)
(6/10/2016)
(9/23/2019)
(9/23/2019)
(6/4/2021)
(4/8/2026)
(2/12/2026)
(4/18/2025)
(8/13/2021)
(6/10/2016)
(2/6/2020)
(1/29/2020)
(2/7/2020)
(12/15/2023)
(6/10/2016)
(3/31/2025)
(6/10/2016)
(1/4/2019)
(9/23/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Joel Jeffson's CRS (Customer Relationship Summary).
Services Offered by Joel
- Investment Planning
- Retirement Planning
- Retirement Income Management
- Insurance Planning
- Comprehensive Financial Planning
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