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MS

Michael R. Snow

TOWER FINANCIAL STRATEGIES
Andover, KS
Some features on this profile are disabled
CRD#: 6198238
MS

Professional summary

Michael Russell Snow, who also goes by Michael Snow, is a registered financial advisor currently at TOWER FINANCIAL STRATEGIES CORP. located in Andover, Kansas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Michael has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael Snow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Michael Russell Snow is a licensed insurance agent with Tower Financial Strategies Corp., a licensed insurance agency. Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products: Start Date: 10/2016; Role/Title: Officer; Investment related; 40 hours per month; 40 hours per month during securities trading hours] Michael R. Snow volunteers as a board member for the Augusta Municipal Airport in Augusta, KS as well as volunteering for Tower Aviation Institute (a volunteer only aviation education organization) in Wichita, KS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Russell Snow's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 3, 2018 - Present

TOWER FINANCIAL STRATEGIES CORP.

RIA
CRD#: 293556
Andover, KS
Past

May 4, 2015 - July 10, 2018

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
WICHITA, KS
Past

June 19, 2013 - July 10, 2018

NYLIFE SECURITIES LLC

BD
CRD#: 5167
WICHITA, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(7/3/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/26/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/2/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/10/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/4/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/19/2013
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TF
TOWER FINANCIAL STRATEGIES CORP.
TOWER FINANCIAL STRATEGIES CORP.

CRD#: 293556 / SEC#:

Kansas
Registered Investment Advisory firm - (6/26/2018 Approved)
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Contact information

Main Address
Rose Hill, KS
Mailing Address
Phone number
(316) 765-7738
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts17
AUM (Assets Under Management)$ 3,071,201

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOWER FINANCIAL STRATEGIES CORP.

CRD#: 293556Andover, KS

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