HV
Heather D. Vetter
FRIDAY FINANCIAL
DUBUQUE, IA 52002
Some features on this profile are disabled
CRD#: 6198230
HV
Heather D VetterFRIDAY FINANCIAL
Professional summary
Heather D Vetter, who also goes by Heather Nicole Deininger, is a registered financial advisor currently at FRIDAY FINANCIAL located in Dubuque, Iowa.
Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Heather has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Always Fiduciary
Aliases
Heather Nicole Deininger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) I am a Partner and Audit Manager with Honkamp P.C., a regional public accounting firm. I am located at 2345 JFK Road, Dubuque, IA. I have been with HK & Co. since 01/2002. I work approximately 160 hours a month. I provide services typical of public accounting, which might include audit services, to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am a Member-Owner of Law Building, LLC., a real estate rental entity. My participation is not securities-related or investment-related. The building owned by the entity is located at 2345 JFK Road, Dubuque, IA 52002. My start date is 01/2013. I devote 1-2 hours a month, primarily during non-securities trading hours. My participation includes attending periodic member meetings. (3) I am a Member-Owner of HKP Holdings, LLC., a real estate ownership entity. My participation is not securities-related or investment-related. The LLC. owns interests in the HK Payroll company. My start date is 05/2019. I devote 0 hours a month, primarily during non-securities trading hours. (4) I am a Member-Owner of Chippewa River Adventures, LLC., a residential rental entity. My participation is not securities-related or investment-related. The property is located at 8035 W. Council Hill Rd., Galena, IL 61036. My start date is 01/2020. I devote 1-3 hours a month, primarily during non-securities trading hours. My participation includes reviewing rental agreements. (5) I am a member of Hahvet, LLC; a residential rental LLC where I monitor located at 8035 W. Council hill Rd Galena, IL 61036. My start date is Oct 2021 and I spend approximately 5 hours per month during non-business hours. I am a member of Council Hill Farms, LLC; a residential located at 8035 W. Council Hill Rd, Galena, IL 61036. My role is to monitor the rental. I started this role November 1, 2021. I spend approximately 5 hours during non-business hours. (6) I am vice president of Chestnut Mountain Race Team, a not for profit club. Non Investment Related. I spend 1-2 hours per month and started on 9/20/2026. 7)EAGLE LODGE RESORT & CAMPGROUND POSITION: Member NATURE: rental activity INVESTMENT RELATED: Yes NUMBER OF HOURS: 5-10 PER WEEK; DURING SECURITIES TRADING HOURS: 0; START DATE: 09/04/2023 ADDRESS: 4670 W Sweitzer Road, Loretta WI 54896, United States DESCRIPTION: manage and accounting
CRS (Client Relationship Summary) - RIA
Click below to view Heather D Vetter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2026 - Present
FRIDAY FINANCIAL
Office #1: 2345 Jfk Road, Dubuque, IA 52002RIA
CRD#: 329748
DUBUQUE, IA
Past
January 6, 2015 - July 13, 2026
AVANTAX PLANNING PARTNERS, INC.
RIA
CRD#: 106237
DUBUQUE, IA
Past
August 5, 2013 - July 8, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
DUBUQUE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FRIDAY FINANCIAL
FRIDAY FINANCIAL | FRIDAY FINANCIAL, INC.
CRD#: 329748 / SEC#: 801-129486
RIA
Registered Investment Advisory firm - (2/9/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(9/17/2026)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FF
FRIDAY FINANCIAL
FRIDAY FINANCIAL | FRIDAY FINANCIAL, INC.
CRD#: 329748 / SEC#: 801-129486
RIA
Registered Investment Advisory firm - (2/9/2024 Approved)Loading...
Contact information
Main Address
600 Star Brewery Drive Suite 400, Dubuque, IA 52001
Mailing Address
Phone number
(563) 552-7526
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 829 |
| AUM (Assets Under Management) | $ 409,324,015 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FRIDAY FINANCIAL
CRD#: 329748Dubuque, IA 52002TRUST BUT VERIFY
Monitor Heather Vetter
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
