HV
Heather D. Vetter
Some features on this profile are disabled
CRD#: 6198230
HV
Heather D Vetter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heather D Vetter, who also goes by Heather Nicole Deininger, was a registered financial professional .
Heather is a previously registered financial professional and started their career in finance in 2013. Heather had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Heather Nicole Deininger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) I am a Partner and Audit Manager with Honkamp Krueger & Co. P.C., a regional public accounting firm. I am located at 2345 JFK Road, Dubuque, IA. I have been with HK & Co. since 01/2002. I work approximately 160 hours a month. I provide services typical of public accounting, which might include audit services, to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am a Member-Owner of Law Building, LLC., a real estate rental entity. My participation is not securities-related or investment-related. The building owned by the entity is located at 2345 JFK Road, Dubuque, IA 52002. My start date is 01/2013. I devote 1-2 hours a month, primarily during non-securities trading hours. My participation includes attending periodic member meetings. (3) I am a Member-Owner of HKP Holdings, LLC., a real estate ownership entity. My participation is not securities-related or investment-related. The LLC. owns interests in the HK Payroll company. My start date is 05/2019. I devote 0 hours a month, primarily during non-securities trading hours. (4) I am a Member-Owner of Chippewa River Adventures, LLC., a residential rental entity. My participation is not securities-related or investment-related. The property is located at 8035 W. Council Hill Rd., Galena, IL 61036. My start date is 01/2020. I devote 1-3 hours a month, primarily during non-securities trading hours. My participation includes reviewing rental agreements. (5) I am a Treasurer for the Safari Club International Iowa Chapter, a not-for-profit organization located at 5730 NE 17th Street, Des Moines, IA 50313. I have participated in this activity since 10/2019. I cut checks and reconcile the books and records. I devote approximately 1-2 hours per month to this activity, mostly during non-securities trading hours. (6) I am a member of Hahvet, LLC; a residential rental LLC where I monitor located at 8035 W. Council hill Rd Galena, IL 61036. My start date is Oct 2021 and I spend approximately 5 hours per month during non-business hours. I am a member of Council Hill Farms, LLC; a residential located at 8035 W. Council Hill Rd, Galena, IL 61036. My role is to monitor the rental. I started this role November 1, 2021. I spend approximately 5 hours during non-business hours. 2)EAGLE LODGE RESORT & CAMPGROUND POSITION: Member NATURE: rental activity INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/04/2023 ADDRESS: 4670 W Sweitzer Road, Loretta WI 54896, United States DESCRIPTION: manage and accounting
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 6, 2015 - July 13, 2026
AVANTAX PLANNING PARTNERS, INC.
RIA
CRD#: 106237
DUBUQUE, IA
Past
August 5, 2013 - July 8, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
DUBUQUE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Loading...
Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
