Heather D. Vetter
Professional summary
Heather D Vetter, who also goes by Heather Nicole Deininger, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Dubuque, Iowa.
Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Heather has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Heather D Vetter's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2015 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 2345 John F. Kennedy Rd, Dubuque, IA 52002August 5, 2013 - July 8, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
Primary Firm SEC Registration
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237 / SEC#: 801-50939
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/6/2015)
Exams
Current Firm
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237 / SEC#: 801-50939
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 |
Red Flags
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