Brett R. Polzin

EIGHT PEAKS WEALTH MANAGEMENT

Parker, CO

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CRD#: 6198165

Professional summary

Brett Richard Polzin, CFP®, who also goes by Brett R. Polzin, is a registered financial advisor currently at EIGHT PEAKS WEALTH MANAGEMENT located in Parker, Colorado.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Brett has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brett R. Polzin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Brett Polzin is currently a Notary Public. This activity accounts for approximately 10% of their time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Richard Polzin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

August 8, 2023 - Present

EIGHT PEAKS WEALTH MANAGEMENT

RIA

CRD#: 327701

Parker, CO

Past

February 10, 2023 - June 12, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

GREENWOOD VILLAGE, CO

Past

February 10, 2023 - June 12, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

GREENWOOD VILLAGE, CO

Past

April 1, 2021 - April 1, 2022

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Lone Tree, CO

Past

April 1, 2021 - April 1, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Lone Tree, CO

Past

September 3, 2020 - February 8, 2021

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ENGLEWOOD, CO

Past

July 31, 2020 - February 8, 2021

EQUITABLE ADVISORS, LLC

CRD#: 6627

ENGLEWOOD, CO

Past

December 21, 2015 - July 17, 2020

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

GREENWOOD VILLAGE, CO

Past

September 10, 2013 - October 1, 2015

EDWARD JONES

RIA

CRD#: 250

MARINETTE, WI

Past

July 8, 2013 - October 1, 2015

EDWARD JONES

CRD#: 250

MARINETTE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/2020

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/2013

General Securities Representative Examination

Current Firm

EIGHT PEAKS WEALTH MANAGEMENT

EIGHT PEAKS WEALTH MANAGEMENT | ZINRETT FINANCIAL SERVICES, LLC

CRD#: 327701 / SEC#:

Colorado

Registered Investment Advisory firm - (8/8/2023 Approved)

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Contact information

Main Address

Parker, CO

Mailing Address

Po Box 963, Parker, CO 80134

Phone number

(720) 481-9300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 263,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brett R. Polzin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Richard Polzin's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

FIDELITY BROKERAGE SERVICES LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/2020

SIE

Date: 10/1/2018

Series 7

Date: 7/8/2013

Current Firm

EIGHT PEAKS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EIGHT PEAKS WEALTH MANAGEMENT

TRUST BUT VERIFY

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