Edward W. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Wilson Davis JR, who also goes by Edward Wilson Davis, Ned Davis Jr, Ned Davis, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1969. Edward had worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 87, Series 86, Series 7, Series 1, Series 14, Series 27, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2014 - April 9, 2025
SUSTAINABLE DEVELOPMENT CAPITAL, LLC
January 2, 2004 - October 23, 2013
OPEN TO THE PUBLIC INVESTING, INC.
July 16, 1996 - November 5, 1998
LAZARD FRERES & CO. LLC
November 3, 1993 - July 25, 1996
CIBC WORLD MARKETS CORP.
April 27, 1990 - September 10, 1993
BMO CAPITAL MARKETS CORP.
January 21, 1987 - September 13, 1989
GRAYSON FINANCIAL LLC
February 10, 1975 - July 22, 1982
UBS ASSET MANAGEMENT (US) INC.
January 26, 1973 - February 1, 1975
LOEB RHOADES & CO INC
August 27, 1969 - January 11, 1973
LAIRD INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 8/22/1969
Registered Representative ExaminationSeries 40
Date: 6/2/1975
Registered Principal ExaminationCurrent Firm
SUSTAINABLE DEVELOPMENT CAPITAL, LLC
CRD#: 156046 / SEC#: , 8-68765
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUSTAINABLE DEVELOPMENT CAPITAL, L.LP. | SOLE MEMBER / OWNER | |
| DAVIS, EDWARD WILSON JR | MANAGING DIRECTOR, CCO, COO, FINOP | 61976 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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