Ethan T. Pace
Professional summary
Ethan Thomas Pace, CFP®, who also goes by E. T. Pace, E. Thomas Pace, Ethan T. Pace, Ethan Pace, Ethan Thomas Pace, is a registered financial advisor currently at CETERA PLANNING PARTNERS located in Denver, Colorado.
Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Ethan has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ethan Thomas Pace's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
January 10, 2019 - Present
CETERA PLANNING PARTNERS
January 23, 2018 - October 11, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 7, 2013 - January 4, 2018
AMERICAN CENTURY INVESTMENT SERVICES INC.
Primary Firm SEC Registration
CETERA PLANNING PARTNERS
CRD#: 129625 / SEC#: 801-62655
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/14/2023)
(1/10/2019)
(3/14/2023)
Exams
What does exam status mean?
Series 6
Passed: 6/6/2013
Current Firm
CETERA PLANNING PARTNERS
CRD#: 129625 / SEC#: 801-62655
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,107 |
| AUM (Assets Under Management) | $ 4,164,758,846 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/19/2026 | ||
| 11/24/2025 | ||
| 08/08/2024 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
