GL
Gabriel E. Levy
FIORI FINANCIAL GROUP | Financial Advisor
Fort Lauderdale, FL 33316
Some features on this profile are disabled
CRD#: 6197414
GL
Professional summary
Gabriel Ethan Levy is a registered financial advisor currently at FIORI FINANCIAL GROUP located in Fort Lauderdale, Florida and PRIVATE CLIENT SERVICES, LLC located in Fort Lauderdale, Florida.
Gabriel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Gabriel has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: FFG Partners, LLC DBA Fiori Financial Group | Business Address: 205 SE 20th Street, Fort Lauderdale, FL 33316 | Activity Type: RIA | Position/Title: Chief Operating Officer | Investment Related: Yes | Start Date: 12/2022 | Hours per month devoted to this business: 160 Hours per month |Hours devoted to this business during trading hours: 160 hours per month | Description of duties: Investment Adviser Rep, Junior partner and portfolio strategist. (2)Name of Business: GEL Capital, LLC | Business Address: 3800 N Hills Dr. #101, Hollywood, FL 33021, USA | Activity Type: (Support Company) | Position/Title: Owner/Proprietor | Investment Related: No | Start Date: 03/2018 | Hours per month devoted to this business: 0-1 | Hours per month devoted to this business during trading hours: 0-1 | Description of duties: I am the only member of this company and have no day to day duties. This company has an ownership percentage in FFG Partners, LLC DBA Fiori Financial Group. This company was created for tax purposes. (3)Name of Business: Non-variable Insurance | Address: 205 SE 20th St, Fort Lauderdale, FL 33316, USA | Activity Type: Submitting non-variable life sales | Position/Title: Insurance Agent | Investment Related: Yes | Start Date: 01/2016 | Hours per month devoted to this business: 2-10 Hours per month devoted to this business | Hours during trading hours: 2-10 | Description of duties: Sales of non-variable insurance with individual clients. (4)Name of business: Private Client Services | Business Address: 205 SE 20th Street, Fort Lauderdale, FL 33316 | Activity Type: Custody of Broker Dealer Business | Position/Title: Registered Representative | Investment Related: Yes | Start Date: 01/2023 | Hours per month devoted to this business: 80 Hours per month |Hours devoted to this business during trading hours: 80 hours per month | Description of duties: Registered Representative of PCS for Broker Dealer Business. (5)Name of Business: FFG Realty, LLC | Address: 205 SE 20th St, Fort Lauderdale, FL, 33316, USA | Activity Type: Real Estate Consulting | Position/Title: Ambassador | Investment Related: Yes | Start Date: 02/2023 | Hours per month devoted to this business: 0-1 Hours per month devoted to this business Hours during trading hours: 0-1 | Description of duties: Real Estate Consulting and Property Management for Clients. (6)Name of Business: IDE Technologies, Inc. | Business Address: 3641 N 52nd Ave, Hollywood, FL 33021, USA | Activity Type: Investment Holding Company | Position/Title: Owner| Investment Related: Yes | Start Date: 01/2021 | Hours per month devoted to this business: 0-1 | Hours per month devoted to this business during trading hours: 0-1 | Description of duties: This is an Investment holding company created to purchase passive investments. Mix of real estate and Tax liens. (7)Name of Business: Tax Lien Purchases| Business Address: 3800 N Hills Dr. #101, Hollywood, FL 33021, USA | Activity Type: Tax Lien| Position/Title: Owner, Proprietor | Investment Related: No | Start Date: 03/2018 | Hours per month devoted to this business: 0-1 | Hours per month devoted to this business during trading hours: 0-1 | Description of duties: Purchasing of Tax liens across the state of Florida. 8)Name of Business: Real Estate Ownership| Business Address: 3800 N Hills Dr. #207, Hollywood, FL 33021, USA | Activity Type: Real Estate Ownership | Position/Title: Owner/Landlord | Investment Related: Yes | Start Date: 01/2018 | Hours per month devoted to this business: 0-1 | Hours per month devoted to this business during trading hours: 0-1 | Description of duties: Landlord/owner of real estate property.
CRS (Client Relationship Summary) - RIA
Click below to view Gabriel Ethan Levy's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gabriel Ethan Levy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2022 - Present
FIORI FINANCIAL GROUP
Office #1: 205 South East 20th St, Fort Lauderdale, FL 33316RIA
CRD#: 318641
Fort Lauderdale, FL
Current
January 4, 2023 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 205 Se 20th Street, Fort Lauderdale, FL 33316RIA
BD
CRD#: 120222
Fort Lauderdale, FL
Current
January 3, 2023 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 205 Se 20th Street, Fort Lauderdale, FL 33316RIA
BD
CRD#: 120222
Fort Lauderdale, FL
Past
July 15, 2021 - December 31, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Ft Lauderdale, FL
Past
June 2, 2021 - December 31, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
FT. LAUDERDALE, FL
Past
February 24, 2016 - December 15, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
FORT LAUDERDALE, FL
Past
January 7, 2016 - December 15, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
FT. LAUDERDALE, FL
Past
February 11, 2015 - January 15, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
FT LAUDERDALE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PRIVATE CLIENT SERVICES, LLC
AFFIANCE FINANCIAL | WEALTHHYVE ADVISORS | US PLANNING GROUP | SILVERLEAF WEALTH ADVISORY | PRIVATE CLIENT SERVICES, LLC | PCS ADVISORS | MCGILL FINANCIAL ENSEMBLE | MARION INVESTMENT ADVISORS | LINDLE HENNESSEY GROUP | KFG PRIVATE CLIENT SERVICES, LLC | KENTUCKY FINANCIAL GROUP | J&G FINANCIAL | IMPACT WEALTH GROUP | IARANN WEALTH | HERITAGE WEALTH GROUP | HAFELE INVESTMENTS | FIORI FINANCIAL | FINANCIAL CONSULTANTS GROUP | EVERGREEN STRATEGIC WEALTH | ENTHEOS FINANCIAL | DUNCAN AND HARDIN FINANCIAL | DUGAN FINANCIAL SERVICES | BURKE FINANCIAL SERVICES | BRIGHTLINE FINANCIAL | BLUE OCEAN GLOBAL WEALTH
CRD#: 120222 / SEC#: 801-71475, 8-68183
RIA
Registered Investment Advisory firm - SEC (5/25/2010 Approved)Delaware
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Florida
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/4/2010 Terminated)Mississippi
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)New York
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)North Dakota
Registered Investment Advisory firm - SEC (7/5/2018 Approved)Ohio
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Tennessee
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Texas
Registered Investment Advisory firm - SEC (12/9/2011 Terminated)Virginia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(12/16/2022)
RR
Florida(1/3/2023)
IAR
Texas(1/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/2/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PRIVATE CLIENT SERVICES, LLC
AFFIANCE FINANCIAL | WEALTHHYVE ADVISORS | US PLANNING GROUP | SILVERLEAF WEALTH ADVISORY | PRIVATE CLIENT SERVICES, LLC | PCS ADVISORS | MCGILL FINANCIAL ENSEMBLE | MARION INVESTMENT ADVISORS | LINDLE HENNESSEY GROUP | KFG PRIVATE CLIENT SERVICES, LLC | KENTUCKY FINANCIAL GROUP | J&G FINANCIAL | IMPACT WEALTH GROUP | IARANN WEALTH | HERITAGE WEALTH GROUP | HAFELE INVESTMENTS | FIORI FINANCIAL | FINANCIAL CONSULTANTS GROUP | EVERGREEN STRATEGIC WEALTH | ENTHEOS FINANCIAL | DUNCAN AND HARDIN FINANCIAL | DUGAN FINANCIAL SERVICES | BURKE FINANCIAL SERVICES | BRIGHTLINE FINANCIAL | BLUE OCEAN GLOBAL WEALTH
CRD#: 120222 / SEC#: 801-71475, 8-68183
RIA
Registered Investment Advisory firm - SEC (5/25/2010 Approved)Delaware
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Florida
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/4/2010 Terminated)Mississippi
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)New York
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)North Dakota
Registered Investment Advisory firm - SEC (7/5/2018 Approved)Ohio
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Tennessee
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Texas
Registered Investment Advisory firm - SEC (12/9/2011 Terminated)Virginia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
2225 Lexington Rd., Louisville, KY 40206
Mailing Address
2225 Lexington Rd., Louisville, KY 40206
Phone number
(502) 451-0600
Established
Kentucky since 02/05/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
60
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KFG ENTERPRISES, INC. | SHAREHOLDER | |
| PRIVATE CLIENT SERVICES EMP STOCK OWNERSHIP PLAN & TRUST | ESOP TRUST | |
| GRAHAM, TIMOTHY DALEY | PRESIDENT | 4461811 |
| IRONSIDE, JULIA MEYER | FINOP | 2441578 |
| MILLS, STEVEN RICHARD | CHIEF OPERATIONS OFFICER | 3133520 |
| SAMPSON, ERNEST AUBREY | MANAGING MEMBER, ESOP TRUSTEE | 2001651 |
| TAYLOR-JONES, JOHN PHILIP | CHIEF COMPLIANCE OFFICER | 2171620 |
| WESCOTT, MARY ELIZABETH | CHIEF ADMINISTRATION OFFICER | 4404797 |
Regulatory assets under management
| Total Number of Accounts | 3,271 |
| AUM (Assets Under Management) | $ 1,051,273,980 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PRIVATE CLIENT SERVICES, LLC
Financial AdvisorCRD#: 120222Fort Lauderdale, FL 33316TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
