Branden L. Emmons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Branden Lloyd Emmons, who also goes by Branden Lloyd Emmons, Branden Emmons, was a registered financial professional .
Branden is a previously registered financial professional and started their career in finance in 2013. Branden had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2018 - June 2, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
November 2, 2018 - June 2, 2021
BBVA SECURITIES INC.
February 24, 2017 - September 7, 2018
PARK AVENUE SECURITIES LLC
February 24, 2017 - September 7, 2018
PARK AVENUE SECURITIES LLC
May 5, 2014 - February 3, 2017
PRUCO SECURITIES, LLC.
June 10, 2013 - February 3, 2017
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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