Aurelio J. Lopez
Professional summary
Aurelio Jr Lopez Jr, who also goes by Aurelio Lopez, Aurelio Jr Lopez, Aurelio Lopez Jr, is a registered financial professional currently at ROBINHOOD SECURITIES, LLC located in Westlake, Texas and ROBINHOOD FINANCIAL, LLC located in Westlake, Texas.
Aurelio is registered as a RR (Registered Representative) and started their career in finance in 2013. Aurelio has worked at 8 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aurelio Jr Lopez Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2025 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 1500 Solana Blvd. Suite 5500, Westlake, TX 76262May 9, 2025 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 1500 Solana Blvd Suite 5500, Westlake, TX 76262December 26, 2024 - April 28, 2025
APEX CLEARING CORPORATION
August 22, 2024 - December 3, 2024
ETC BROKERAGE SERVICES, LLC
January 23, 2023 - January 10, 2024
CHARLES SCHWAB & CO., INC.
June 5, 2017 - December 20, 2023
TD AMERITRADE, INC.
June 5, 2017 - December 20, 2023
TD AMERITRADE CLEARING, INC.
August 2, 2013 - April 12, 2016
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2025)
Exams
Series 99TO
Date: 8/22/2024
Operations Professional ExaminationFINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
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