Yaniv Hamudot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yaniv Hamudot was a registered financial professional .
Yaniv is a previously registered financial professional and started their career in finance in 2013. Yaniv had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2018 - December 14, 2021
JRS INVESTMENTS AND WEALTH PRESERVATION, LLC
July 30, 2013 - December 22, 2016
MORGAN STANLEY
July 6, 2013 - December 22, 2016
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
JRS INVESTMENTS AND WEALTH PRESERVATION, LLC
CRD#: 146933 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 172 |
| AUM (Assets Under Management) | $ 15,814,209 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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