Cort Barrett

WHITE ASPEN CAPITAL LLC

Henderson, NV 89015

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CRD#: 6195972

Professional summary

Cort Barrett, who also goes by Cort Justin Barrett, is a registered financial advisor currently at WHITE ASPEN CAPITAL LLC located in Henderson, Nevada.

Cort is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Cort has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cort Justin Barrett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Andesine Planning; Owner; Investment Related; 155 S Water Street, Suite 220 Henderson NV 89015; Description: Financial planning ; Responsibilities: Producing Financial plans for individuals and RIA's; 2025-05-01; 2 Hours per month devoted to business during trading hours; 4 Hours per month devoted to business outside trading hours; 20 Percent of total yearly compensation expected to be derived from the business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cort Barrett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2020 - Present

WHITE ASPEN CAPITAL LLC

Office #1: 155 S Water Street Suite 220, Henderson, NV 89015

RIA

CRD#: 308370

Henderson, NV

Past

June 11, 2018 - February 11, 2020

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

LOS ANGELES, CA

Past

June 8, 2018 - February 11, 2020

OPPENHEIMER & CO. INC.

CRD#: 249

LOS ANGELES, CA

Past

August 3, 2015 - June 11, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LOS ANGELES, CA

Past

August 3, 2015 - June 11, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LOS ANGELES, CA

Past

July 29, 2013 - July 31, 2015

MORGAN STANLEY

RIA

CRD#: 149777

BEVERLY HILLS, CA

Past

June 27, 2013 - July 31, 2015

MORGAN STANLEY

CRD#: 149777

BEVERLY HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/8/2020)

IAR

Nevada
(6/8/2021)

IAR

Texas
(8/4/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/29/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/26/2013

General Securities Representative Examination

Current Firm

WHITE ASPEN CAPITAL LLC

CANYONS CAPITAL | WHITE ASPEN CAPITAL LLC | WHITE ASPEN CAPITAL | CANYONS CAPITAL LLC

CRD#: 308370 / SEC#:

California

Registered Investment Advisory firm - (4/8/2020 Approved)

Nevada

Registered Investment Advisory firm - (6/8/2021 Approved)

Texas

Registered Investment Advisory firm - (8/4/2020 Approved)

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Contact information

Main Address

155 S Water Street Suite 220, Henderson, NV 89015

Mailing Address

Phone number

(310) 498-0620

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 10,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cort Barrett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cort Barrett's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHITE ASPEN CAPITAL LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 7/29/2013

SIE

Date: 10/1/2018

Series 7

Date: 6/26/2013

Current Firm

WHITE ASPEN CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WHITE ASPEN CAPITAL LLC

TRUST BUT VERIFY

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