David J. Zaegel

CWOS FOR HIRE

Saint Louis, MO 63131

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CRD#: 6195892

Professional summary

David Joseph Zaegel, CFP®, who also goes by Dave Zaegel, David Zaegel, is a registered financial advisor currently at CWOS FOR HIRE located in Saint Louis, Missouri.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Core Areas of Focus

Business Owners

Cash Flow/Budgets/Credit Issues

College/Education Planning

Corporate Executives

Entrepreneurs

Tax Planning

Biography

Dave worked as a CPA for the first decade of his career in various auditing and corporate accounting positions.  He shifted to financial planning to help business owners, who often don't have the time to handle or understand the personal financial impacts of their business.  Through CWOs for Hire, we remove burdens and risks for our clients so they can focus on the business itself and enjoying life.  We handle everything from investment management, to insurance planning, to tax planning and return preparation, and so much more.  Through this set-up, our clients love being able to contact us and get quick answers to their questions.

Question & Answer

What are your service offerings?

Investment Planning

Small Business Planning

Employee and Employer Plan Ben...

Insurance Planning

Retirement Planning

Tax Planning

Comprehensive Financial Planni...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Dave Zaegel | David Zaegel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph Zaegel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

April 7, 2016 - Present

CWOS FOR HIRE

Office #1: 13492 Clayton Road, Saint Louis, MO 63131

RIA

CRD#: 282564

Saint Louis, MO

Past

August 8, 2013 - December 31, 2015

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

CHESTERFIELD, MO

Past

June 19, 2013 - December 31, 2015

MML INVESTORS SERVICES, LLC

CRD#: 10409

CHESTERFIELD, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(4/7/2016)

IAR

Texas
(9/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2013

General Securities Representative Examination

Current Firm

CWOS FOR HIRE

CWOS FOR HIRE | CWOS FOR HIRE LLC

CRD#: 282564 / SEC#:

Missouri

Registered Investment Advisory firm - (4/5/2016 Approved)

Texas

Registered Investment Advisory firm - (9/21/2021 Conditional Restricted)

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Contact information

Main Address

13492 Clayton Road, Saint Louis, MO 63131

Mailing Address

Phone number

(314) 807-9870

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	170
AUM (Assets Under Management)	$ 46,012,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David J. Zaegel

Professional summary

Core Areas of Focus

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph Zaegel's CRS (Customer Relationship Summary).

Certified licenses

Experience

CWOS FOR HIRE

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2013

SIE

Date: 12/31/2015

Series 7

Date: 6/19/2013

Current Firm

CWOS FOR HIRE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CWOS FOR HIRE

TRUST BUT VERIFY

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