Javier Rodriguez Ambles

KLOSTERS CAPITAL

Miami, FL 33131

Some features on this profile are disabled

CRD#: 6195764

Professional summary

Javier Rodriguez Ambles is a registered financial advisor currently at KLOSTERS CAPITAL located in Miami, Florida.

Javier is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Javier has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Javier Rodriguez-Ambles is a Member and Director of Abetos LLC, a personal holding company incorporated in Florida, and direct owner of Klosters Capital. Since Oct 2016. 1 hr per month. Non-Financial. Other than that, Mr. Rodriguez-Ambles has no other financial industry activities or affiliations for which disclosure is required. Mr. Rodriguez Ambles is an indirect shareholder and President of the Board of Directors of Klosters Capital Espana EAF SA. Financial. The company provides financial advisory services to Spanish businesses and individuals exclusively. 20 hrs per month. No compensation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Javier Rodriguez Ambles's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2016 - Present

KLOSTERS CAPITAL

Office #1: 848 Brickell Avenue Suite 750, Miami, FL 33131

RIA

CRD#: 285582

Miami, FL

Past

July 23, 2015 - August 23, 2016

ANDBANC ADVISORY LLC

RIA

CRD#: 150463

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KLOSTERS CAPITAL

KLOSTERS CAPITAL | KLOSTERS CAPITAL LLC

CRD#: 285582 / SEC#: 801-108620

RIA

Registered Investment Advisory firm - (11/10/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/14/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2015

Uniform Investment Adviser Law Examination

Current Firm

KLOSTERS CAPITAL

KLOSTERS CAPITAL | KLOSTERS CAPITAL LLC

CRD#: 285582 / SEC#: 801-108620

RIA

Registered Investment Advisory firm - (11/10/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

848 Brickell Avenue Suite 750, Miami, FL 33131

Mailing Address

Phone number

(305) 907-3421

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INVESTMENT ADVISER BROCHURE FORM ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 432,701,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Javier Rodriguez Ambles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Javier Rodriguez Ambles's CRS (Customer Relationship Summary).

Certified licenses

Experience

KLOSTERS CAPITAL

ANDBANC ADVISORY LLC

Primary Firm SEC Registration

KLOSTERS CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2015

Current Firm

KLOSTERS CAPITAL

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KLOSTERS CAPITAL

TRUST BUT VERIFY

Similar Advisors