Monica J. Ryu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Monica Jihyon Ryu was a registered financial professional .
Monica is a previously registered financial professional and started their career in finance in 2013. Monica had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2021 - November 11, 2022
ORION PORTFOLIO SOLUTIONS, LLC
July 10, 2019 - July 28, 2021
ROBUSTWEALTH, INC.
December 18, 2017 - November 5, 2018
ROBUSTWEALTH, INC.
August 13, 2015 - November 20, 2017
PERSONAL CAPITAL ADVISORS CORPORATION
July 9, 2014 - April 17, 2015
CHARLES SCHWAB & CO., INC.
September 19, 2013 - June 13, 2014
SCOTTRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ORION PORTFOLIO SOLUTIONS, LLC
CRD#: 125446 / SEC#: 801-61964
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 81,242 |
| AUM (Assets Under Management) | $ 14,194,829,219 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
