Samuel A. Melchiorre
Professional summary
Samuel Anthony Melchiorre is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in Beverly Hills, California.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Samuel has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Anthony Melchiorre's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2019 - Present
CITY NATIONAL ROCHDALE
Office #1: 400 N Roxbury Dr 7th Floor, Beverly Hills, CA 90210December 19, 2018 - June 30, 2025
CNR SECURITIES, LLC
Primary Firm SEC Registration
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/4/2019)
(2/13/2025)
Exams
Current Firm
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,300 |
| AUM (Assets Under Management) | $ 68,177,828,012 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
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