Kaitlyn Swanson
Professional summary
Kaitlyn Swanson, who also goes by Kaitlyn Alyssa Denichols, Kaitlyn Denichols, Kaitlyn Alyssa Swanson, is a registered financial professional currently at REDI GLOBAL TECHNOLOGIES LLC located in New York, New York.
Kaitlyn is registered as a RR (Registered Representative) and started their career in finance in 2013. Kaitlyn has worked at 3 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 34 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kaitlyn Swanson's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2019 - Present
REDI GLOBAL TECHNOLOGIES LLC
Office #1: 28 Liberty Street 58th Floor, New York, NY, 10005April 15, 2016 - September 5, 2017
STONEX FINANCIAL INC.
July 19, 2013 - February 17, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/17/2021)
(5/17/2021)
Exams
Series 55
Date: 8/19/2014
Limited Representative-Equity Trader ExamFINRA
Current Firm
REDI GLOBAL TECHNOLOGIES LLC
CRD#: 41924 / SEC#: , 8-49673
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REFINITIV US LLC | OWNER | |
| BALTOVSKI, ALEXANDER NMN | FINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO | 2350828 |
| CUTLER, SETH | DIRECTOR | 2594208 |
| IAMSCICOV WEIGL, KATARINA | CHIEF COMPLIANCE OFFICER AND SECRETARY | 7893210 |
| MALONEY, MICHAEL G | DIRECTOR, CEO, MANAGING PRINCIPAL | 5728423 |
| SIBLEY, JOHN HOLDEN | DIRECTOR | 5781488 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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