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JD

Jaime F. De Bettio

SAFRA SECURITIES LLC
Aventura, FL 33180
Some features on this profile are disabled
CRD#: 6194914
JD

Professional summary


Jaime F De Bettio, who also goes by Jaime Fernando De Bettio, is a registered financial professional currently at SAFRA SECURITIES LLC located in Aventura, Florida.

Jaime is registered as a RR (Registered Representative) and started their career in finance in 2014. Jaime has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jaime Fernando De Bettio

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rental property Investment Related: No Business Position: Co-Owner Business Duties: This was my primary home until end of August/2022, when I moved to a new address in Weston, Fl, and started to rent it out and collect monthly rental income. Business Start Date: 09/01/2022 Approximately one hour spent on this OBA monthly, with zero during market hours.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jaime F De Bettio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 21, 2025 - Present

SAFRA SECURITIES LLC

Office #1: 21500 Biscayne Boulevard - Suite #503, Aventura, FL 33180
BD
CRD#: 47873
Aventura, FL
Past

May 18, 2023 - October 10, 2024

STONEX ADVISORS INC.

RIA
CRD#: 174182
MIAMI, FL
Past

May 16, 2023 - October 10, 2024

STONEX SECURITIES INC.

BD
CRD#: 18456
MIAMI, FL
Past

September 20, 2018 - May 23, 2023

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
Miami, FL
Past

September 19, 2018 - May 23, 2023

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Miami, FL
Past

December 19, 2014 - September 4, 2018

MORGAN STANLEY

RIA
CRD#: 149777
MIAMI, FL
Past

August 19, 2014 - September 4, 2018

MORGAN STANLEY

BD
CRD#: 149777
MIAMI, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/21/2025)
RR
New York
(2/21/2025)
RR
North Carolina
(10/2/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/16/2014
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SS
SAFRA SECURITIES LLC
SAFRA SECURITIES CORPORATION | SAFRA SECURITIES LLC

CRD#: 47873 / SEC#: , 8-51935

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
546 Fifth Ave, New York, NY 10036
Mailing Address
546 Fifth Ave, New York, NY 10036
Phone number
(212) 704-5500
Established
Delaware since 12/31/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (45 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SAFRA NATIONAL BANK OF NEW YORKSOLE SHAREHOLDER
BONFIM, CARLOS CESAR BERTACODIRECTOR
COLOMBO, RAFAELODIRECTOR6054935
DIBIASI, ANTHONYFINOP6435706
GRUNWALD, MARK STEVENDIRECTOR & PRESIDENT3262204
JAVIER, SIGMUND PETERDIRECTOR6002619
MCCARTHY, GERARD THOMASCHIEF COMPLIANCE OFFICER3121615
MORATO, SIMONI PASSOSDIRECTOR5568481
OSWALD, THOMAS FRANCISCHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER1828798
YOU, SANG MIN JIMMYCHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER6693855

Disclosures


Regulatory Event2
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SAFRA SECURITIES LLC

CRD#: 47873Aventura, FL 33180

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