Gregory E. Brushett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Edward Brushett, who also goes by Gregory E Brushett, Gregory Brushett, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2015. Gregory had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2024 - June 30, 2026
ULTIMUS FUND DISTRIBUTORS, LLC
March 3, 2021 - June 30, 2022
NORTHERN LIGHTS DISTRIBUTORS, LLC
July 10, 2020 - July 6, 2026
NEW AGE ALPHA
September 21, 2018 - September 4, 2019
RAYMOND JAMES & ASSOCIATES, INC.
August 22, 2018 - September 4, 2019
RAYMOND JAMES & ASSOCIATES, INC.
April 8, 2015 - June 22, 2018
UBS ASSET MANAGEMENT (US) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ULTIMUS FUND DISTRIBUTORS, LLC
CRD#: 104177 / SEC#: , 8-52643
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
