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Brandon M. Lawrence

WELLTH ADVISORY SERVICES
Nevis, MN
Some features on this profile are disabled
CRD#: 6194452
BL

Professional summary

Brandon Michael Lawrence is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Nevis, Minnesota.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Brandon has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: The Plan Sponsor Roundtable (TPSR) Investment Related: No Address: 20891 Monterey Ave., Prior Lake, MN. Nature of Business: Education forum for those managing and overseeing group retirement plans. Position, Title or Relationship: Associate Instructor.Start Date: March 2021. Hours per month: 0 - 5. Hours per month during trading hours: 0 - 5. Duties: Teach best practices for overseeing and managing group retirement plans.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Michael Lawrence's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 28, 2024 - Present

WELLTH ADVISORY SERVICES, LLC

RIA
CRD#: 330537
Nevis, MN
Past

November 10, 2020 - July 5, 2024

GLOBAL RETIREMENT PARTNERS LLC

RIA
CRD#: 172011
Nevis, MN
Past

October 5, 2017 - November 12, 2020

ADVISORNET WEALTH PARTNERS

RIA
CRD#: 113074
MAPLE GROVE, MN
Past

September 14, 2017 - November 11, 2020

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
MAPLE GROVE, MN
Past

September 14, 2017 - November 11, 2020

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
MAPLE GROVE, MN
Past

August 7, 2015 - August 22, 2017

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
ST CLOUD, MN
Past

August 7, 2015 - August 22, 2017

CRI SECURITIES, LLC

RIA
CRD#: 22589
ST CLOUD, MN
Past

June 15, 2015 - August 22, 2017

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST CLOUD, MN
Past

June 15, 2015 - August 22, 2017

CRI SECURITIES, LLC

BD
CRD#: 22589
ST CLOUD, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA
Registered Investment Advisory firm - (4/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(6/28/2024)
IAR
South Dakota
(7/1/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/28/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/15/2015
General Securities Representative Examination

Current Firm

WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA
Registered Investment Advisory firm - (4/26/2024 Approved)
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Contact information

Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72

SEC notice filing (44 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WELLTH ADV WRAP BROCHURE (3/31/2025)
WELLTH ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,338
AUM (Assets Under Management)$ 23,574,040,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLTH ADVISORY SERVICES, LLC

CRD#: 330537Nevis, MN

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