Jeffrey E. Niedbalec
Professional summary
Jeffrey Edward Niedbalec, who also goes by Jeff Edward Niedbalec, Jeffrey Edward Niedbalec, Jeffrey Niedbalec, is a registered financial professional currently at TASTYTRADE, INC. located in Chicago, Illinois.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2013. Jeffrey has worked at 6 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Edward Niedbalec's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2019 - Present
TASTYTRADE, INC.
Office #1: 1330 West Fulton Street Suite 600, Chicago, IL 60607August 16, 2021 - November 4, 2021
DOUGH LLC
March 4, 2019 - March 8, 2019
W&S BROKERAGE SERVICES, INC.
February 22, 2019 - March 8, 2019
W&S BROKERAGE SERVICES, INC.
May 24, 2017 - December 21, 2017
SCOTTRADE INVESTMENT MANAGEMENT
September 30, 2015 - December 21, 2017
SCOTTRADE, INC.
June 15, 2013 - July 1, 2013
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
TASTYTRADE, INC.
CRD#: 277027 / SEC#: , 8-69649
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TASTYLIVE, INC. | OWNER | |
| ADLER, KERRY ANN PATRICIA | INTERIM CHIEF COMPLIANCE OFFICER | 3269947 |
| BRASIL DE OLIVEIRA, LUIS FERNANDO | CHIEF OPERATING OFFICER | 5652832 |
| CHIOU, JASON | HEAD OF CLIENT BROKERAGE SERVICES | 6757512 |
| GRACE, CHRISTOPHER WILLIAM | HEAD OF BROKERAGE TRADING OPERATIONS | 5985000 |
| MONTERRUBIO, DAMON | AML COMPLIANCE OFFICER | 5565532 |
| SLOAN, JACQUELINE LEE | FINOP | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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