Daniel R. Campos

OSAIC WEALTH

Rockville, MD 20850

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CRD#: 6194309

Professional summary

Daniel Robert Campos is a registered financial advisor currently at OSAIC WEALTH, INC. located in Rockville, Maryland.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Daniel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DBA: Campos Financial Group 2. SEEC BUSINESS ADVISORY COUNCIL POSITION: Volunteer NATURE: SEEC Business Advisory Council Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/13/2020 ADDRESS: 8905 Fairview Road, #300, Silver Spring MD 20910 DESCRIPTION: Serve as mentors and ambassadors to promote the diversification of the workforce through the inclusion of workers with disabilities. They also provide job seekers opportunities to practice workplace skills, holding mock interviews, job "trials" and give job seekers feedback on how to present themselves in a professional manner. 3. CHILD JUSTICE, INC. POSITION: Board Member NATURE: Nonprofit Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 05/09/2019 ADDRESS: 8720 Georgia Avenue, Suite 703, Silver Spring MD 20910 DESCRIPTION: Fundraising and networking. No compensation received by being a board member and non-voting on any investment decisions. 4. DANIEL R. CAMPOS POSITION: Sales Agent NATURE: Insurance Sales Agent INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/13/2019 ADDRESS: 2401 Research Boulevard, Suite 115, Rockville MD 20850 DESCRIPTION: Life Insurance Sales 5. DC CATHOLIC PROFESSIONALS POSITION: Volunteer NATURE: DC Catholic Professionals (DCCP) is a network of Catholic professionals across all industries and levels working in the DC area. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/24/2023 ADDRESS: N/A, Washington DC 20016 DESCRIPTION: This networking group, DCCP, is seeking approval to become a DC chapter of nonprofit Young Catholic Professionals. Currently, activities include attend meetings periodically, networking events. On leadership committee with intent to become board member once chapter is officially launched at which time OBA will be updated to reflect official board membership. 6. ROCKVILLE CHAMBER OF COMMERCE POSITION: board member NATURE: Board member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/14/2023 ADDRESS: 1 Research Court, Suite 450, Rockville MD 20850 DESCRIPTION: Attend events (eg, networking events, ribbon cuttings, board meetings) 7. SEEC POSITION: Business Advisory Council Member & Finance Committee Member NATURE: Nonprofit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/13/2020 ADDRESS: 1300 Spring Street, #400, Silver Spring MD 20910, United States DESCRIPTION: Business Advisory Council: Serve as mentors and ambassadors to promote the diversification of the workforce through the inclusion of workers with disabilities. They also provide job seekers opportunities to practice workplace skills, holding mock interviews, job "trials" and give job seekers feedback on how to present themselves in a professional manner. Finance Committee (starting 9/2024): Attend quarterly meetings, review budget and other financial matters. Provide no investment related advice. 8. DE PROFUNDIS, INC. POSITION: Board Member NATURE: Non-profit 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/06/2025 ADDRESS: 205 SAINT MARYS AVE, LA PLATA MD 20646, United States DESCRIPTION: Oversee the mission, ensure legal and ethical compliance, finances, support the chief executive, and help secure resources.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Campos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Daniel Robert Campos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 2401 Research Boulevard Suite 220, Rockville, MD 20850

RIA

CRD#: 23131

Rockville, MD

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 2401 Research Boulevard Suite 220, Rockville, MD 20850

RIA

CRD#: 23131

Rockville, MD

Past

May 13, 2019 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

ROCKVILLE, MD

Past

May 13, 2019 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

Rockville, MD

Past

February 2, 2015 - May 29, 2019

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

CHEVY CHASE, MD

Past

February 2, 2015 - May 29, 2019

RBC CAPITAL MARKETS, LLC

CRD#: 31194

CHEVY CHASE, MD

Past

January 1, 2014 - February 5, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BETHESDA, MD

Past

November 4, 2013 - February 5, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BETHESDA, MD

Past

October 2, 2013 - November 15, 2013

MORGAN STANLEY

CRD#: 149777

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(6/14/2024)

California
(6/14/2024)

Delaware
(8/6/2024)

District of Columbia
(6/14/2024)

Florida
(6/14/2024)

Maryland
(6/14/2024)

IAR

Maryland
(6/14/2024)

Massachusetts
(6/14/2024)

Nevada
(6/14/2024)

New Jersey
(6/14/2024)

New York
(6/14/2024)

North Carolina
(6/14/2024)

Ohio
(6/14/2024)

Pennsylvania
(6/14/2024)

South Carolina
(6/14/2024)

Tennessee
(6/14/2024)

Texas
(6/14/2024)

IAR

Texas
(6/14/2024)

Virginia
(6/14/2024)

West Virginia
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/27/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel R. Campos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Campos's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Daniel Robert Campos's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/27/2013

SIE

Date: 10/1/2018

Series 7

Date: 10/2/2013

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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