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Vannessa Quinn Marley

CRD# 6194132·Registered 2016 - 2026
Previously Registered: Being a previously registered professional could mean that Vannessa is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Vannessa Quinn Marley, who also goes by Vanessa Quinn Marley, Vanessa Quinn Muir, Vannessa Quinn Muir, was a registered financial advisor. Vannessa was a previously registered financial professional and started their career in finance 2016 - 2026. Vannessa had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vanessa Quinn Marley, Vanessa Quinn Muir, Vannessa Quinn Muir

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

LEVEL FOUR FINANCIAL, LLC·CRD# 25700
BD
Dallas, TX
September 9, 2021 - October 5, 2026
LEVEL FOUR ADVISORY SERVICES·CRD# 134086
RIA
Dallas, TX
September 8, 2021 - October 5, 2026
LPL FINANCIAL LLC·CRD# 6413
RIA
Mckinney, TX
December 21, 2020 - September 11, 2021
LPL FINANCIAL LLC·CRD# 6413
BD
Mckinney, TX
September 21, 2020 - September 11, 2021
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Irving, TX
July 27, 2018 - July 22, 2019
NYLIFE SECURITIES LLC·CRD# 5167
BD
Dallas, TX
October 12, 2016 - July 23, 2018
SANTANDER SECURITIES LLC·CRD# 41791
BD
Seekonk, MA
February 5, 2016 - June 15, 2016

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Current Firm

LF
LEVEL FOUR FINANCIAL, LLC

BURTON, BUSBY & CO., INC. | MID-ATLANTIC SECURITIES, A LEVEL FOUR FINANCIAL & LEVEL FOUR ADV | LEVEL FOUR FINANCIAL, LLC | LEVEL FOUR FINANCIAL | J.ROE BURTON & CO. INC. | J. ROE BURTON & CO. INC. | HARBOR FINANCIAL SERVICES, LLC | HARBOR FINANCIAL SERVICES | HARBOR FINANCIAL

CRD#: 25700 / SEC#: 801-65811, 8-41965
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

12400 Coit Road 11 North Water Street, Ste 21290, Mobile, AL 36602

Mailing Address

12400 Coit Road Suite 700, Dallas, TX 75251

Phone Number

(866) 834-1040

Established

Alabama since 01/22/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LEVEL FOUR GROUP, LLCMEMBER—
HOPKINS, THOMAS JOHNFINOP1835087
MILLER, KIMBERLY KAYCHIEF COMPLIANCE OFFICER, AMLCO4175240
WHITEHEAD, MARC SCOTTPRESIDENT - LEVEL FOUR FINANCIAL, LLC3059786
WOODS, BRITTPRESIDENT - LEVEL FOUR GROUP, LLC4653884

Disclosures

Regulatory Event

7

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 09/2021 - LEVEL FOUR ADVISORY SERVCIES, LLC, SEC REGISTERED INVESTMENT ADVISOR, INVESTMENT RELATED, CLIENT SERVICES ASSOCIATE, 100% OF TIME DEVOTED TO THIS ROLE DURING TRADING HOURS. 2. 9/9/2021 - LEVEL FOUR INSURANCE, REGISTERED INSURANCE PROVIDER, INVESTMENT RELATED, PROCESS ACCOUNT DOCUMENTATION FOR THIS ENTITIY AS REQUIRED ON BEHALF OF LFF AND LFAS, TIME VARIES, WILL BE 100% DURING TRADING HOURS. 3. 4/6/2021 - Door Dash - Not Investment Related - Outside/W-2 Employment - Start Date: 3/31/2021 - 30 Hours Per Month/0 Hours During Securities Trading - Deliver food to people. 4. 9/5/2019 - J&V MARLEY REVOCABLE TRUST, NOT INVESTMENT RELATED, I AM TRUSTEE ON BEHALF OF TRUST WHICH BENEFITS MY CHILD IN THE EVENT OF MY PASSING. 5. 9/23/2023 - SHIPT - ONLINE SHOPPING DELIVERY - DEVOTE APPROXIMATELY 16 HOURS PER MONTH TO THIS BUSINESS NOT DURING TRADING HOURS - NOT INVESTMENT RELATED. 6. 06/19/2025 - ROVER, DOG BOARDING, NOT INVESTMENT RELATED, 2910 KATIE CIRCLE, WYLIE, TX 75098, DEVOTE APPROXIMATELY 20 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2020About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2016About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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