ER
Edward Rojas
401K GENERATION
Altamonte Springs,, FL 32714
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CRD#: 6193740
ER
Professional summary
Edward Rojas, who also goes by Eddie Rojas, is a registered financial advisor currently at 401K GENERATION located in Altamonte Springs,, Florida.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Edward has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eddie Rojas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name Of Business: Gator Collective LLC. This business is not Investment-related; Address of business: 237 South Westmonte Dr Suite 300 Altamonte Springs, FL 32714: The nature of the business: Fan Club supporting collegiate athletes; Position at other business: Owner ; Title: owner start date: 08/25/2021: The approx. number of hours - 5 per month; the number of hours during trading hours: 1 per month; Duties related to the other business are: Financial and networking through existing University of Florida acquaintances. Occasionally attend events.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Rojas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 24, 2014 - Present
401K GENERATION
Office #1: 237 S Westmonte Drive Suite 300, Altamonte Springs,, FL 32714RIA
CRD#: 154279
Altamonte Springs,, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
4G
401K GENERATION
401K GENERATION | WINTER PARK WEALTH MANAGEMENT | RW DIRECT | ROJAS FINANCIAL SERVICES
CRD#: 154279 / SEC#: 801-71606
RIA
Registered Investment Advisory firm - (6/25/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/24/2014)
Current Firm
4G
401K GENERATION
401K GENERATION | WINTER PARK WEALTH MANAGEMENT | RW DIRECT | ROJAS FINANCIAL SERVICES
CRD#: 154279 / SEC#: 801-71606
RIA
Registered Investment Advisory firm - (6/25/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
237 S Westmonte Drive Suite 300, Altamonte Springs,, FL 32714
Mailing Address
Phone number
(407) 636-6689
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 149 |
| AUM (Assets Under Management) | $ 172,885,459 |
Red Flags
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Company Information
401K GENERATION
CRD#: 154279Altamonte Springs,, FL 32714TRUST BUT VERIFY
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