Lindsay Fitzpatrick

OLD MISSION INVESTMENT COMPANY

TRAVERSE CITY, MI 49686

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CRD#: 6193198

Professional summary

Lindsay Fitzpatrick, CFP®, who also goes by Lindsay Erin Fitzpatrick, is a registered financial advisor currently at OLD MISSION INVESTMENT COMPANY, LLC located in Traverse City, Michigan.

Lindsay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Lindsay has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lindsay Erin Fitzpatrick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)YWCA GREAT LAKES BAY REGION POSITION: Finance Committee Board Member NATURE: Non-Profit INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/27/2015 ADDRESS: 723 Washington Ave, Bay City MI 48708 DESCRIPTION: Review the finances and budget of the YWCA of the Great Lakes Bay Region. Including reviewing the balance sheet and financial statements as well as helping develop the budget for coming years. Helping develop ideas to eliminate expenses or grow profits. Reviewing the invested assets with the investment manager and making sure they are managing the assets in the best and most suitable way for the YWCA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsay Fitzpatrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

June 5, 2019 - Present

OLD MISSION INVESTMENT COMPANY, LLC

Office #1: 880 Munson Avenue Suite B, Traverse City, MI 49686

RIA

CRD#: 140381

TRAVERSE CITY, MI

Past

January 18, 2017 - March 25, 2019

REHMANN FINANCIAL NETWORK, LLC

CRD#: 165027

Saginaw, MI

Past

October 24, 2014 - March 25, 2019

REHMANN WEALTH

RIA

CRD#: 123047

SAGINAW, MI

Past

August 20, 2013 - December 31, 2017

OSAIC WEALTH, INC.

CRD#: 23131

MIDLAND, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OLD MISSION INVESTMENT COMPANY, LLC

CRD#: 140381 / SEC#: 801-66666

RIA

Registered Investment Advisory firm - (5/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/2013

General Securities Representative Examination

Current Firm

OLD MISSION INVESTMENT COMPANY, LLC

CRD#: 140381 / SEC#: 801-66666

RIA

Registered Investment Advisory firm - (5/17/2006 Approved)

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Contact information

Main Address

880 Munson Avenue Suite B, Traverse City, MI 49686

Mailing Address

Phone number

(231) 929-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (5/21/2025)

Regulatory assets under management

Total Number of Accounts	2,052
AUM (Assets Under Management)	$ 890,838,064

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lindsay Fitzpatrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsay Fitzpatrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLD MISSION INVESTMENT COMPANY, LLC

REHMANN FINANCIAL NETWORK, LLC

REHMANN WEALTH

OSAIC WEALTH, INC.

Primary Firm SEC Registration

OLD MISSION INVESTMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2013

SIE

Date: 10/1/2018

Series 7

Date: 8/20/2013

Current Firm

OLD MISSION INVESTMENT COMPANY, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OLD MISSION INVESTMENT COMPANY, LLC

TRUST BUT VERIFY

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