Lyn A. Parker
WHITMAN FINANCIAL SERVICES.
Wakefield, MA 01880-1983
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CRD#: 6193027
Professional summary
Lyn Allison Parker, CFP®, who also goes by Lyn Allison Stevens, is a registered financial advisor currently at WHITMAN FINANCIAL SERVICES, LLC. located in Wakefield, Massachusetts.
Lyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Lyn has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lyn Allison Stevens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 8/15/2013: Whitman Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 50%. 2. 8/15/2013: Newburyport Society for the Relief of Aged Women - Not Investment Related - Community, Civic and Charitable Board - Time Spent 1% - Recording Secretary and Board Member. 3. 5/1/2014: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 2% - Insurance Advisor License #2953911. Advise clients. Life, Accident and Health Insurance. 4. 5/1/2014: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 8% - Massachusetts Fixed Insurance Producer License # 1949754. 5. 6/4/2014: CLC INCORPORATED - Not Investment Related - Various employment / office sites as requested. - Other-Speaker's Bureau-Seminar - Started 05/20/2014 - 1 Hours Per Month During Securities Trading - Guest speaker. 6. 11/3/2014: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 11/15/2014 - 1 Hours Per Month/0 Hours During Securities Trading. 7. 12/4/2014: Whitman Financial Services, LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 10/24/2014 - 10 Hours Per Month/2 Hours During Securities Trading - Enrolled to practice before the Internal Revenue Service (EA). 8. 4/7/2016: FINRA - Investment Related - Various - Other-FINRA Arbitrator - Start 08/12/2016 - 2 Hours Per Month During Securities Trading - Participation as panelist in FINRA arbitration hearings to decide disputes between firms, associated personnel and/or customers. 9. 06/15/2016: Whitman Financial Services, LLC - Registered Investment Advisor - Investment Related - Started 06/08/2016 - 382 Lowell Street, Suite 203, Wakefield, MA 01880-1983 - Financial Planning Registered Investment Advisor - 80 Hours Per Month/40 Hours During Securities Trading - I provide financial planning services through Whitman Financial Services, LLC, an independent investment advisor firm. I started this business activity in June, 2016. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 10. 8/21/2018 - Newburyport Society for the Relief of Aged Women - Not Investment Related - Newburyport Community and Senior Center, 331 High Street, Newburyport, MA - Non-Profit Board Member - Start Date: 05/15/2018 - 2 Hours Per Month/2 Hours During Securities Trading - Charitable Disbursement Committee and Board Member. 11. 6/24/2021 - Law Office of Lyn A. Parker - Investment Related - At Reported Business Location(s) - Other-Legal - Started 06/11/2021 - 5 Hours Per Month/0 Hours During Securities Trading - General law practice.
CRS (Client Relationship Summary) - RIA
Click below to view Lyn Allison Parker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
August 8, 2016 - Present
WHITMAN FINANCIAL SERVICES, LLC.
Office #1: 382 Lowell Street Suite 203, Wakefield, MA 01880-1983RIA
CRD#: 117633
Wakefield, MA
Past
December 9, 2013 - February 28, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
WAKEFIELD, MA
Past
August 26, 2013 - February 28, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
WAKEFIELD, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(8/8/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
WF
WHITMAN FINANCIAL SERVICES, LLC.
COFFMAN, DALLAS W. DBA WHITMAN FINANCIAL SERVICES | WHITMAN FINANCIAL SERVICES, LLC. | WHITMAN FINANCIAL SERVICES
CRD#: 117633 / SEC#:
Massachusetts
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Contact information
Main Address
348 Park Street Suite 106, North Reading, MA 01864-2153
Mailing Address
Phone number
(781) 246-0902
Established
Firm type
Fiscal year end
# of Employees
2
Red Flags
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Company Information
WHITMAN FINANCIAL SERVICES, LLC.
CRD#: 117633Wakefield, MA 01880-1983TRUST BUT VERIFY
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