Teresa A. De Luca

CHATTERTON & ASSOCIATES

Anaheim, CA 92806

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CRD#: 6192939

Professional summary

Teresa A De Luca, who also goes by Teresa A Deluca, is a registered financial advisor currently at CHATTERTON & ASSOCIATES located in Anaheim, California and OSAIC WEALTH, INC. located in Anaheim, California.

Teresa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Teresa has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Teresa A Deluca

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CHATTERTON & ASSOCIATES, INC POSITION: DIrector of Wealth Management / Investment Advisor Representative NATURE: Corporation - Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/22/2012 ADDRESS: 3061 E La Palma Ave, Anaheim CA 92806, United States DESCRIPTION: Investment Related - Director of Wealth Management - I am an employee of Registered Investment Advisor, Chatterton & Associates, Inc. with employee payroll administered through Chatterton - duties are administrative in nature to Chatterton's Investment Advisory Business. 2 Osaic Wealth, Inc. Registered Represenative. Investment related business. 4-8 hours during trading hours. Start date 9/11/2014

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa A De Luca's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2025 - Present

CHATTERTON & ASSOCIATES

Office #1: 3061 E. La Palma Ave., Anaheim, CA 92806

RIA

CRD#: 132295

Anaheim, CA

Current

September 11, 2014 - Present

OSAIC WEALTH, INC.

Office #1: 3061 E La Palma Ave., Anaheim, CA 92806

RIA

CRD#: 23131

Anaheim, CA

Past

November 10, 2016 - October 1, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHATTERTON & ASSOCIATES

CHATTERTON & ASSOCIATES | CHATTERTON & ASSOCIATES, WEALTH MANAGEMENT TEAM | CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.

CRD#: 132295 / SEC#: 801-63394

RIA

Registered Investment Advisory firm - (8/6/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/4/2015)

IAR

California
(10/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/21/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CHATTERTON & ASSOCIATES

CHATTERTON & ASSOCIATES | CHATTERTON & ASSOCIATES, WEALTH MANAGEMENT TEAM | CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.

CRD#: 132295 / SEC#: 801-63394

RIA

Registered Investment Advisory firm - (8/6/2004 Approved)

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Contact information

Main Address

3061 E. La Palma Ave., Anaheim, CA 92806

Mailing Address

Phone number

(714) 572-2050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHATTERTON FORM ADV PART 2A 03192025 (3/19/2025)

Regulatory assets under management

Total Number of Accounts	2,771
AUM (Assets Under Management)	$ 1,173,254,073

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Teresa A. De Luca

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa A De Luca's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHATTERTON & ASSOCIATES

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

CHATTERTON & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 66

Date: 5/21/2015

SIE

Date: 10/1/2018

Series 7

Date: 9/11/2014

FINRA

Current Firm

CHATTERTON & ASSOCIATES

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHATTERTON & ASSOCIATES

TRUST BUT VERIFY

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