Thomas P. Bockenstedt
Professional summary
Thomas P Bockenstedt, who also goes by Thom Bockenstedt, Thomas Bockenstedt, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Greenwood Village, Colorado.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Thomas has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas P Bockenstedt's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2014 - Present
EMPOWER ADVISORY GROUP, LLC
Office #1: 8515 East Orchard Rd 4t2, Greenwood Village, CO 80111April 29, 2014 - August 14, 2014
REGULUS FINANCIAL GROUP, LLC
April 25, 2014 - September 2, 2014
1ST CONSUMER ADVISORY GROUP LLC
September 18, 2013 - April 1, 2014
EQUITABLE ADVISORS, LLC
August 19, 2013 - April 1, 2014
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/29/2014)
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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