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SO

Sean K. Ohashi

MISSION FINANCIAL GROUP
LAS VEGAS, NV 89101
Some features on this profile are disabled
CRD#: 6192506
SO

Professional summary

Sean Kai Ohashi is a registered financial advisor currently at MISSION FINANCIAL GROUP, LLC located in Las Vegas, Nevada and INDEPENDENT FINANCIAL GROUP, LLC located in Honolulu, Hawaii.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Sean has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Kai Ohashi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 18, 2024 - Present

MISSION FINANCIAL GROUP, LLC

Office #1: 732 S. 6th St. #4119, Las Vegas, NV 89101
RIA
CRD#: 311876
LAS VEGAS, NV
Current

September 13, 2024 - Present

INDEPENDENT FINANCIAL GROUP, LLC

Office #1: 1240 Ala Moana Blvd. Suite 530, Honolulu, HI 96814
RIA
BD
CRD#: 7717
Honolulu, HI
Past

December 2, 2013 - September 19, 2024

EDWARD JONES

RIA
CRD#: 250
HONOLULU, HI
Past

August 6, 2013 - September 19, 2024

EDWARD JONES

BD
CRD#: 250
HONOLULU, HI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MISSION FINANCIAL GROUP, LLC
MISSION FINANCIAL GROUP, LLC

CRD#: 311876 / SEC#: 801-120042

RIA
Registered Investment Advisory firm - (1/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/21/2026)
RR
Hawaii
(9/13/2024)
IAR
Hawaii
(9/18/2024)
RR
Illinois
(2/27/2025)
RR
New Jersey
(11/1/2024)
RR
Washington
(11/1/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/23/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/5/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MF
MISSION FINANCIAL GROUP, LLC
MISSION FINANCIAL GROUP, LLC

CRD#: 311876 / SEC#: 801-120042

RIA
Registered Investment Advisory firm - (1/4/2021 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
732 S. 6th St. #4119, Las Vegas, NV 89101
Mailing Address
Phone number
(808) 445-9965
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (8/5/2025)
WRAP BROCHURE (7/14/2025)

Regulatory assets under management

Total Number of Accounts897
AUM (Assets Under Management)$ 232,821,170

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MISSION FINANCIAL GROUP, LLC

CRD#: 311876Las Vegas, NV 89101

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